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Technical Notice

FINRA TRACE NTF System

February 23, 2023

From Monday, February 6, 2023, through Friday, February 24, 2023, the FINRA Test Facility (NTF) for TRACE Securitized Products was modified to limit trade retention to five rolling business days.

During this time, the NTF Trade Management Window allowed users to search and view trades reported to TRACE within the past rolling five business days (T-5) instead of the standard rolling T-20 business day period.

Beginning Monday, February 27, 2023, FINRA will resume the TRACE Securitized Products NTF trade retention window to T-20.

Please contact FINRA Product Management or call (866) 899-2107 with questions regarding this notice.