2024 |
Q4 |
131607 |
PACIFIC CENTURY SECURITIES, LLC |
YES - Disclosure
|
VELOX CLEARING LLC
|
PDF
|
|
2024 |
Q4 |
124504 |
GLEN EAGLE WEALTH, LLC |
No |
NA
|
XML
|
SPGLOBAL |
2024 |
Q4 |
3013 |
COLONIAL SECURITIES, INC. |
YES - Disclosure
|
HILLTOP SECURITIES INC.
|
XML
|
|
2024 |
Q4 |
7059 |
CITIGROUP GLOBAL MARKETS INC. |
No |
NA
|
PDF
|
CGWM |
2024 |
Q4 |
288202 |
ALPACA SECURITIES LLC |
No |
NA
|
XML
|
|
2024 |
Q4 |
13251 |
ROBOTTI SECURITIES, LLC |
No |
NA
|
PDF
|
|
2024 |
Q4 |
17530 |
BOK FINANCIAL SECURITIES, INC. |
No |
NA
|
XML
|
|
2024 |
Q4 |
6888 |
JONESTRADING |
No |
NA
|
PDF|XML
|
|
2024 |
Q4 |
875 |
WINTRUST INVESTMENTS LLC |
YES - Disclosure
|
WELLS FARGO CLEARING SERVICES, LLC
|
XML
|
|
2024 |
Q4 |
282331 |
FORIS CAPITAL US LLC |
YES - Disclosure
|
APEX CLEARING CORPORATION
|
PDF
|
|
2024 |
Q4 |
146193 |
MIURA CAPITAL, LLC |
YES - Disclosure
|
PERSHING LLC
|
XML
|
|
2024 |
Q4 |
39616 |
STONECREST CAPITAL MARKETS, INC. |
YES - Disclosure
|
PERSHING LLC
|
XML
|
|
2024 |
Q4 |
16629 |
ASHTON THOMAS SECURITIES, LLC |
YES - Disclosure
|
PERSHING LLC
|
PDF
|
|
2024 |
Q4 |
10083 |
GARDEN STATE SECURITIES, INC. |
No |
NA
|
PDF
|
|
2024 |
Q4 |
42941 |
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC. |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
XML
|
|
2024 |
Q4 |
18810 |
CONSOLIDATED FINANCIAL INVESTMENTS, INC. |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
XML
|
RBCWEALTHMANAGEMENT |
2024 |
Q4 |
22449 |
CUTTER & COMPANY, INC. |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF
|
RBCWEALTHMANAGEMENT |
2024 |
Q4 |
2950 |
DORN & CO., INC. |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF
|
|
2024 |
Q4 |
19524 |
JOHNSON RICE & COMPANY L.L.C. |
No |
NA
|
PDF
|
|
2024 |
Q4 |
39462 |
CHURCHILL FINANCIAL, LLC |
YES - Disclosure
|
NATIONAL FINANCIAL SERVICES LLC
|
XML
|
|
2024 |
Q4 |
20472 |
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC |
No |
NA
|
PDF|XML
|
|
2024 |
Q4 |
18975 |
DOMINARI SECURITIES LLC |
No |
NA
|
PDF
|
|
2024 |
Q4 |
321974 |
PWA SECURITIES, LLC |
YES - Disclosure
|
RAYMOND JAMES & ASSOCIATES, INC.
|
XML
|
RAJA |
2024 |
Q4 |
128351 |
SG AMERICAS SECURITIES, LLC |
No |
NA
|
PDF|XML
|
|
2024 |
Q4 |
30773 |
STONEX OUTSOURCED SERVICES LLC |
YES - Disclosure
|
BOFA SECURITIES, INC.
|
PDF
|
|
2024 |
Q4 |
139107 |
FIRST ASSET FINANCIAL INC. |
YES - Disclosure
|
HILLTOP SECURITIES INC.
|
XML
|
|
2024 |
Q4 |
35127 |
ABACUS INVESTMENTS, INC. |
YES - Disclosure
|
HILLTOP SECURITIES INC.
|
PDF
|
|
2024 |
Q4 |
3777 |
WILSON-DAVIS & CO., INC. |
No |
NA
|
XML
|
|
2024 |
Q4 |
120708 |
MAXIM GROUP LLC |
No |
NA
|
PDF
|
|
2024 |
Q4 |
29249 |
INSIGNEO SECURITIES, LLC |
No |
NA
|
PDF
|
STONEX1 |
2024 |
Q4 |
17912 |
SOGOTRADE, INC. |
No |
NA
|
PDF|XML
|
|
2024 |
Q4 |
39062 |
UNITED BROKERAGE SERVICES, INC |
YES - Disclosure
|
WELLS FARGO CLEARING SERVICES, LLC
|
PDF
|
|
2024 |
Q4 |
39944 |
BAY CREST PARTNERS, LLC |
No |
NA
|
XML
|
|
2024 |
Q4 |
13071 |
APEX CLEARING CORPORATION |
No |
NA
|
XML
|
|
2024 |
Q4 |
168047 |
BCI SECURITIES, INC. |
YES - Disclosure
|
PERSHING LLC
|
XML
|
|
2024 |
Q4 |
110942 |
SENTINEL SECURITIES, INC. |
YES - Disclosure
|
PERSHING LLC
|
XML
|
|
2024 |
Q4 |
30177 |
HUNTER ASSOCIATES LLC |
YES - Disclosure
|
PERSHING LLC
|
XML
|
|
2024 |
Q4 |
7560 |
PERSHING LLC |
No |
NA
|
PDF
|
|
2024 |
Q4 |
282710 |
ARKADIOS CAPITAL |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
XML
|
RBCCLEARINGCUSTODY |
2024 |
Q4 |
38535 |
MOLONEY SECURITIES CO., INC. |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF
|
RBCCLEARINGCUSTODY |
2024 |
Q4 |
17870 |
NBC SECURITIES, INC. |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF
|
|
2024 |
Q4 |
5049 |
BROWN ASSOCIATES, INC. |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
XML
|
|
2024 |
Q4 |
8361 |
A.G.P. / ALLIANCE GLOBAL PARTNERS |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF
|
RBCCLEARINGCUSTODY |
2024 |
Q4 |
29721 |
GLOBALINK SECURITIES, INC. |
No |
NA
|
XML
|
|
2024 |
Q4 |
7784 |
FIDELITY BROKERAGE SERVICES LLC |
No |
NA
|
PDF
|
|
2024 |
Q4 |
124583 |
J.W. COLE FINANCIAL, INC. |
YES - Disclosure
|
NATIONAL FINANCIAL SERVICES LLC
|
PDF
|
|
2024 |
Q4 |
140278 |
INLET SECURITIES, LLC |
YES - Disclosure
|
AXOS CLEARING LLC
|
XML
|
|
2024 |
Q4 |
42180 |
SUNBELT SECURITIES, INC. |
No |
NA
|
XML
|
|
2024 |
Q4 |
10571 |
T.R. WINSTON & COMPANY, LLC |
No |
NA
|
XML
|
|
2024 |
Q4 |
44057 |
BMO NESBITT BURNS SECURITIES LTD. |
No |
NA
|
XML
|
|
2024 |
Q4 |
104123 |
WHITE MOUNTAIN CAPITAL, LLC |
No |
NA
|
PDF
|
|
2024 |
Q4 |
30679 |
MIRAE ASSET SECURITIES (USA) INC. |
No |
NA
|
PDF|XML
|
|
2024 |
Q4 |
290215 |
VELOX CLEARING LLC |
No |
NA
|
PDF
|
|
2024 |
Q4 |
132091 |
FNBB CAPITAL MARKETS, LLC |
YES - Disclosure
|
HILLTOP SECURITIES INC.
|
PDF
|
|
2024 |
Q4 |
10690 |
SEI INVESTMENTS DISTRIBUTION CO. |
YES - Disclosure
|
CITIGROUP GLOBAL MARKETS INC.
|
PDF
|
CGWM |
2024 |
Q4 |
325118 |
COMPOSER SECURITIES LLC |
YES - Disclosure
|
ALPACA SECURITIES LLC
|
XML
|
|
2024 |
Q4 |
7551 |
CAPITAL INSTITUTIONAL SERVICES, INC. |
No |
NA
|
PDF
|
|
2024 |
Q4 |
2347 |
JEFFERIES LLC |
No |
NA
|
PDF
|
|
2024 |
Q4 |
22449 |
CUTTER & COMPANY, INC. |
YES - Disclosure
|
WELLS FARGO CLEARING SERVICES, LLC
|
PDF
|
|
2024 |
Q4 |
283965 |
FOLIONET FINANCIAL LLC |
YES - Disclosure
|
APEX CLEARING CORPORATION
|
PDF
|
|
2024 |
Q4 |
146667 |
INTERCAM SECURITIES, INC. |
YES - Disclosure
|
PERSHING LLC
|
PDF
|
|
2024 |
Q4 |
41139 |
ALTERNA SECURITIES, INC. |
YES - Disclosure
|
PERSHING LLC
|
PDF
|
|
2024 |
Q4 |
17437 |
AMERICAN CENTURY INVESTMENT SERVICES INC. |
YES - Disclosure
|
PERSHING LLC
|
XML
|
|
2024 |
Q4 |
115547 |
SAXONY SECURITIES, INC. |
No |
NA
|
XML
|
|
2024 |
Q4 |
143007 |
EMPIRE ASSET MANAGEMENT COMPANY |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF
|
RBCWEALTHMANAGEMENT |
2024 |
Q4 |
41533 |
B.B. GRAHAM & COMPANY, INC. |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF
|
RBCWEALTHMANAGEMENT |
2024 |
Q4 |
10645 |
INTERNATIONAL ASSETS ADVISORY, LLC |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
XML
|
RBCCLEARINGCUSTODY |
2024 |
Q4 |
39550 |
CITIZENS SECURITIES, INC. |
YES - Disclosure
|
NATIONAL FINANCIAL SERVICES LLC
|
XML
|
|
2024 |
Q4 |
15007 |
AEGIS CAPITAL CORP. |
No |
NA
|
XML
|
MPID1 |
2024 |
Q4 |
705 |
RAYMOND JAMES & ASSOCIATES, INC. |
No |
NA
|
PDF
|
RAJA |
2024 |
Q4 |
41257 |
DASH PRIME LLC |
YES - Disclosure
|
BOFA SECURITIES, INC.
|
PDF
|
|
2024 |
Q4 |
142783 |
MURRAY SECURITIES, INC. |
No |
HILLTOP SECURITIES INC.
|
XML
|
|
2024 |
Q4 |
36379 |
LENOX FINANCIAL SERVICES, INC. |
YES - Disclosure
|
HILLTOP SECURITIES INC.
|
PDF
|
|
2024 |
Q4 |
298361 |
ETORO USA SECURITIES INC. |
No |
NA
|
PDF
|
|
2024 |
Q4 |
140341 |
ELEVATION, LLC |
No |
NA
|
PDF
|
|
2024 |
Q4 |
46300 |
TJM INVESTMENTS, LLC |
No |
NA
|
PDF
|
|
2024 |
Q4 |
290244 |
LINDEN THOMAS AND COMPANY SECURITIES, LLC |
YES - Disclosure
|
WELLS FARGO CLEARING SERVICES, LLC
|
XML
|
|
2024 |
Q4 |
7320 |
SHEARMAN, RALSTON INC. |
No |
NA
|
XML
|
|
2024 |
Q4 |
36866 |
PLANNER SECURITIES LLC |
YES - Disclosure
|
APEX CLEARING CORPORATION
|
XML
|
|
2024 |
Q4 |
173962 |
BANKERS LIFE SECURITIES, INC. |
YES - Disclosure
|
PERSHING LLC
|
PDF
|
|
2024 |
Q4 |
116681 |
HIGHTOWER SECURITIES, LLC |
YES - Disclosure
|
PERSHING LLC
|
PDF
|
|
2024 |
Q4 |
30833 |
CENTAURUS FINANCIAL, INC. |
YES - Disclosure
|
PERSHING LLC
|
PDF
|
|
2024 |
Q4 |
35878 |
SPROTT GLOBAL RESOURCE INVESTMENTS LTD |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
XML
|
|
2024 |
Q4 |
119249 |
AMERICAN CAPITAL PARTNERS, LLC |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
XML
|
RBCCLEARINGCUSTODY |
2024 |
Q4 |
17870 |
NBC SECURITIES, INC. |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF
|
RBCCLEARINGCUSTODY |
2024 |
Q4 |
5309 |
FBL MARKETING SERVICES, LLC |
No |
RBC CAPITAL MARKETS, LLC
|
XML
|
RBCWEALTHMANAGEMENT |
2024 |
Q4 |
8361 |
A.G.P. / ALLIANCE GLOBAL PARTNERS |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF
|
RBCWEALTHMANAGEMENT |
2024 |
Q4 |
103723 |
MAPLEWOOD INVESTMENTS, INC. |
YES - Disclosure
|
FIDELITY BROKERAGE SERVICES LLC
|
PDF
|
|
2024 |
Q4 |
129052 |
PNC INVESTMENTS |
YES - Disclosure
|
NATIONAL FINANCIAL SERVICES LLC
|
PDF
|
|
2024 |
Q4 |
144403 |
PHX FINANCIAL, INC. |
YES - Disclosure
|
AXOS CLEARING LLC
|
PDF
|
|
2024 |
Q4 |
7976 |
GORDON, HASKETT CAPITAL CORPORATION |
No |
NA
|
PDF
|
|
2024 |
Q4 |
10641 |
CADARET, GRANT & CO., INC. |
No |
NA
|
PDF
|
|
2024 |
Q4 |
44430 |
FIRST CITIZENS INVESTOR SERVICES, INC. |
No |
NA
|
XML
|
|
2024 |
Q4 |
128929 |
GWN SECURITIES INC. |
No |
NA
|
PDF
|
|
2024 |
Q4 |
25853 |
RAYMOND JAMES (USA) LTD. |
No |
NA
|
PDF
|
|