2024 |
Q4 |
138033 |
GAR WOOD SECURITIES, LLC |
No |
NA
|
XML
|
GRWD |
2024 |
Q4 |
316641 |
FREC SECURITIES LLC |
YES - Disclosure
|
APEX CLEARING CORPORATION
|
PDF
|
|
2024 |
Q4 |
136791 |
CREDICORP CAPITAL LLC |
YES - Disclosure
|
PERSHING LLC
|
XML
|
|
2024 |
Q4 |
36644 |
PRIVATE PORTFOLIO, INC. |
YES - Disclosure
|
PERSHING LLC
|
PDF
|
|
2024 |
Q4 |
14752 |
CAPITAL INVESTMENT GROUP, INC. |
YES - Disclosure
|
PERSHING LLC
|
XML
|
|
2024 |
Q4 |
148733 |
CAPITAL SYNERGY PARTNERS |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
XML
|
|
2024 |
Q4 |
119249 |
AMERICAN CAPITAL PARTNERS, LLC |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
XML
|
|
2024 |
Q4 |
24795 |
JOSEPH GUNNAR & CO. LLC |
No |
RBC CAPITAL MARKETS, LLC
|
XML
|
RBCCLEARINGCUSTODY |
2024 |
Q4 |
28352 |
LANDOLT SECURITIES, INC. |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF
|
|
2024 |
Q4 |
7297 |
REGAL SECURITIES, INC. |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF
|
RBCWEALTHMANAGEMENT |
2024 |
Q4 |
13092 |
MUTUAL SECURITIES, INC. |
YES - Disclosure
|
NATIONAL FINANCIAL SERVICES LLC
|
XML
|
|
2024 |
Q4 |
298809 |
HUATAI SECURITIES (USA), INC. |
No |
NA
|
PDF|XML
|
|
2024 |
Q4 |
1331 |
BROWN, LISLE/CUMMINGS, INC. |
No |
NA
|
XML
|
|
2024 |
Q4 |
8032 |
COMMONWEALTH FINANCIAL NETWORK |
No |
NA
|
PDF|XML
|
NFSC |
2024 |
Q4 |
26460 |
R.W.PRESSPRICH & CO. |
No |
NA
|
PDF|XML
|
|
2024 |
Q4 |
705 |
RAYMOND JAMES & ASSOCIATES, INC. |
No |
NA
|
XML
|
RAJA |
2024 |
Q4 |
120583 |
US TIGER SECURITIES, INC. |
No |
NA
|
PDF|XML
|
|
2024 |
Q4 |
40118 |
EFG CAPITAL INTERNATIONAL |
No |
NA
|
PDF
|
EFGBANK |
2024 |
Q4 |
149777 |
MORGAN STANLEY |
No |
NA
|
XML
|
|
2024 |
Q4 |
18637 |
COOPER MALONE MCCLAIN, INC. |
YES - Disclosure
|
HILLTOP SECURITIES INC.
|
PDF
|
|
2024 |
Q4 |
104021 |
CHOICETRADE |
No |
NA
|
PDF
|
|
2024 |
Q4 |
281867 |
OLD MISSION MARKETS LLC |
No |
NA
|
PDF|XML
|
|
2024 |
Q4 |
8246 |
OPAL SECURITIES, INC. |
No |
NA
|
PDF
|
|
2024 |
Q4 |
25427 |
CFD INVESTMENTS, INC. |
No |
NA
|
PDF|XML
|
|
2024 |
Q4 |
44181 |
NATIONS FINANCIAL GROUP, INC. |
YES - Disclosure
|
WELLS FARGO CLEARING SERVICES, LLC
|
XML
|
|
2024 |
Q4 |
3255 |
ST. GERMAIN SECURITIES, INC. |
YES - Disclosure
|
WELLS FARGO CLEARING SERVICES, LLC
|
PDF
|
|
2024 |
Q4 |
36538 |
CELADON FINANCIAL GROUP LLC |
No |
NA
|
PDF
|
|
2024 |
Q4 |
151085 |
HARBOR INVESTMENT ADVISORY, LLC |
YES - Disclosure
|
PERSHING LLC
|
PDF
|
|
2024 |
Q4 |
103857 |
USA FINANCIAL SECURITIES LLC |
YES - Disclosure
|
PERSHING LLC
|
PDF
|
|
2024 |
Q4 |
24771 |
BEECH HILL SECURITIES, INC. |
YES - Disclosure
|
PERSHING LLC
|
XML
|
|
2024 |
Q4 |
3063 |
E. E. POWELL & COMPANY INC. |
YES - Disclosure
|
PERSHING LLC
|
PDF
|
|
2024 |
Q4 |
43035 |
SOUTHEAST INVESTMENTS, N.C., INC. |
YES - Disclosure
|
AXOS CLEARING LLC
|
PDF
|
|
2024 |
Q4 |
41258 |
TRIDENT PARTNERS LTD. |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
XML
|
RBCCLEARINGCUSTODY |
2024 |
Q4 |
41533 |
B.B. GRAHAM & COMPANY, INC. |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF
|
RBCCLEARINGCUSTODY |
2024 |
Q4 |
18810 |
CONSOLIDATED FINANCIAL INVESTMENTS, INC. |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF
|
RBCWEALTHMANAGEMENT |
2024 |
Q4 |
3001 |
AMERICAN TRUST INVESTMENT SERVICES, INC. |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF
|
RBCWEALTHMANAGEMENT |
2024 |
Q4 |
36509 |
ALIGHT FINANCIAL SOLUTIONS, LLC |
No |
NA
|
PDF|XML
|
|
2024 |
Q4 |
104233 |
FLAGSTAR ADVISORS |
YES - Disclosure
|
NATIONAL FINANCIAL SERVICES LLC
|
XML
|
|
2024 |
Q4 |
41608 |
FINTRUST BROKERAGE SERVICES, LLC |
YES - Disclosure
|
NATIONAL FINANCIAL SERVICES LLC
|
PDF
|
|
2024 |
Q4 |
375 |
H.C.WAINWRIGHT & CO., LLC |
No |
NA
|
XML
|
|
2024 |
Q4 |
38964 |
CREAND SECURITIES |
No |
NA
|
XML
|
|
2024 |
Q4 |
47768 |
FERRETTI GROUP, INC. |
No |
NA
|
XML
|
|
2024 |
Q4 |
17868 |
U.S. BANCORP INVESTMENTS, INC. |
No |
NA
|
PDF|XML
|
|
2024 |
Q4 |
25700 |
LEVEL FOUR FINANCIAL, LLC |
YES - Disclosure
|
RAYMOND JAMES & ASSOCIATES, INC.
|
XML
|
EQUITY |
2024 |
Q4 |
104651 |
STATETRUST INVESTMENTS INC. |
No |
NA
|
PDF
|
|
2024 |
Q4 |
161014 |
MAREX CAPITAL MARKETS INC. |
No |
NA
|
XML
|
MPSG |
2024 |
Q4 |
46047 |
HANTZ FINANCIAL SERVICES, INC. |
YES - Disclosure
|
HILLTOP SECURITIES INC.
|
PDF
|
|
2024 |
Q4 |
17454 |
BNY MELLON CAPITAL MARKETS, LLC |
No |
NA
|
XML
|
|
2024 |
Q4 |
38105 |
FMN CAPITAL CORPORATION |
No |
NA
|
PDF
|
|
2024 |
Q4 |
7059 |
CITIGROUP GLOBAL MARKETS INC. |
No |
NA
|
PDF
|
SBSH |
2024 |
Q4 |
282480 |
BULL MARKET SECURITIES, INC. |
YES - Disclosure
|
STONEX FINANCIAL INC.
|
PDF
|
|
2024 |
Q4 |
10740 |
PROSPERA FINANCIAL SERVICES, INC. |
YES - Disclosure
|
WELLS FARGO CLEARING SERVICES, LLC
|
PDF
|
|
2024 |
Q4 |
316281 |
FENNEL |
No |
NA
|
PDF
|
|
2024 |
Q4 |
25899 |
CRESAP, INC. |
YES - Disclosure
|
WELLS FARGO CLEARING SERVICES, LLC
|
XML
|
|
2024 |
Q4 |
142271 |
VISION FINANCIAL MARKETS LLC |
No |
NA
|
XML
|
|
2024 |
Q4 |
325118 |
COMPOSER SECURITIES LLC |
YES - Disclosure
|
APEX CLEARING CORPORATION
|
PDF
|
|
2024 |
Q4 |
137945 |
FOUNDERS FINANCIAL SECURITIES LLC |
YES - Disclosure
|
PERSHING LLC
|
PDF
|
|
2024 |
Q4 |
35800 |
PHILLIPS & COMPANY |
YES - Disclosure
|
PERSHING LLC
|
XML
|
|
2024 |
Q4 |
14458 |
INVESTMENT PLACEMENT GROUP |
YES - Disclosure
|
PERSHING LLC
|
PDF
|
|
2024 |
Q4 |
148743 |
SPIDERROCK EXS, LLC |
No |
NA
|
XML
|
|
2024 |
Q4 |
135414 |
MCDONALD PARTNERS LLC |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
XML
|
RBCWEALTHMANAGEMENT |
2024 |
Q4 |
38535 |
MOLONEY SECURITIES CO., INC. |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF
|
|
2024 |
Q4 |
119249 |
AMERICAN CAPITAL PARTNERS, LLC |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF
|
RBCWEALTHMANAGEMENT |
2024 |
Q4 |
3441 |
SMITH, MOORE & CO. |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
XML
|
|
2024 |
Q4 |
6905 |
FELTL & COMPANY |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF
|
|
2024 |
Q4 |
36105 |
UNIVEST SECURITIES, LLC |
YES - Disclosure
|
CURVATURE SECURITIES LLC
|
PDF
|
|
2024 |
Q4 |
13109 |
EMPOWER FINANCIAL SERVICES, INC. |
YES - Disclosure
|
NATIONAL FINANCIAL SERVICES LLC
|
XML
|
|
2024 |
Q4 |
35747 |
PURSHE KAPLAN STERLING INVESTMENTS |
No |
NA
|
PDF
|
|
2024 |
Q4 |
6694 |
RAYMOND JAMES FINANCIAL SERVICES, INC. |
YES - Disclosure
|
RAYMOND JAMES & ASSOCIATES, INC.
|
XML
|
RAJA |
2024 |
Q4 |
40118 |
EFG CAPITAL INTERNATIONAL |
No |
NA
|
PDF
|
PERSHING |
2024 |
Q4 |
300262 |
ALPHALEDGER MARKETS, INC. |
YES - Disclosure
|
HILLTOP SECURITIES INC.
|
XML
|
|
2024 |
Q4 |
14143 |
SYCAMORE FINANCIAL GROUP |
YES - Disclosure
|
HILLTOP SECURITIES INC.
|
XML
|
|
2024 |
Q4 |
161014 |
MAREX CAPITAL MARKETS INC. |
No |
NA
|
PDF
|
CNFR |
2024 |
Q4 |
122225 |
BTIG, LLC |
No |
NA
|
XML
|
|
2024 |
Q4 |
44971 |
HERNDON PLANT OAKLEY, LTD. |
YES - Disclosure
|
WELLS FARGO CLEARING SERVICES, LLC
|
XML
|
|
2024 |
Q4 |
3618 |
TRUBEE WEALTH ADVISORS, INC. |
YES - Disclosure
|
WELLS FARGO CLEARING SERVICES, LLC
|
PDF
|
|
2024 |
Q4 |
16164 |
TRANSAMERICA FINANCIAL ADVISORS, INC |
No |
NA
|
XML
|
|
2024 |
Q4 |
149758 |
J.V.B. FINANCIAL GROUP, LLC |
YES - Disclosure
|
PERSHING LLC
|
XML
|
|
2024 |
Q4 |
47487 |
LANDAAS & COMPANY |
YES - Disclosure
|
PERSHING LLC
|
XML
|
|
2024 |
Q4 |
25853 |
RAYMOND JAMES (USA) LTD. |
YES - Disclosure
|
PERSHING LLC
|
PDF
|
|
2024 |
Q4 |
3255 |
ST. GERMAIN SECURITIES, INC. |
YES - Disclosure
|
PERSHING LLC
|
XML
|
|
2024 |
Q4 |
117176 |
AXOS CLEARING LLC |
No |
NA
|
XML
|
|
2024 |
Q4 |
41258 |
TRIDENT PARTNERS LTD. |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
XML
|
RBCWEALTHMANAGEMENT |
2024 |
Q4 |
18234 |
LEMLEY, YARLING & CO. |
No |
RBC CAPITAL MARKETS, LLC
|
XML
|
RBCCLEARINGCUSTODY |
2024 |
Q4 |
22449 |
CUTTER & COMPANY, INC. |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF
|
|
2024 |
Q4 |
7297 |
REGAL SECURITIES, INC. |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
XML
|
|
2024 |
Q4 |
116681 |
HIGHTOWER SECURITIES, LLC |
YES - Disclosure
|
NATIONAL FINANCIAL SERVICES LLC
|
XML
|
|
2024 |
Q4 |
265 |
EQUITY SERVICES, INC. |
YES - Disclosure
|
NATIONAL FINANCIAL SERVICES LLC
|
PDF
|
|
2024 |
Q4 |
32029 |
KA ASSOCIATES, LLC |
No |
NA
|
PDF
|
|
2024 |
Q4 |
7191 |
LASALLE ST SECURITIES, L.L.C. |
No |
NA
|
PDF
|
|
2024 |
Q4 |
145994 |
PENSERRA SECURITIES, LLC |
No |
NA
|
PDF
|
PNSR |
2024 |
Q4 |
35699 |
GLOBAL FINANCIAL SERVICES, L.L.C. |
YES - Disclosure
|
RAYMOND JAMES & ASSOCIATES, INC.
|
XML
|
EQUITY |