Individuals Barred by FINRA - H

A  B  C  D   E   F   G   H   I   J   K   L   M   N   O   P   Q   R   S   T   U   V   W   X   Y   Z

As of September 30, 2017

Individuals on this list have a FINRA bar in effect. They are prohibited from engaging in securities or investment banking activity. For more information about a listed individual, click the individual's CRD number. You can also learn more about FINRA bars, including when they are posted to this list and when a sanction is subject to review and modification by the SEC or the courts.

CRDIndividual Name
5177272ROSEMARIE HAAG
2513907DAVID CHRISTIAN HAAS
2534907DAVID RANDOLPH HAASE
2233093DAVID WILLIAM HABURJAK
4421009JASON JAMES HACHTEL
2920705JOHN MELTON HACKBARTH
1997386SCOTT MARTIN HACKER
4525059STEPHEN ALAN HACKETT
4736756TIMOTHY PAUL HACKETT
2301416DAVID JAY HACKNEY
6125741AYRTON PIERCE HADDAD
1382849JOHN ROLLAND HAEFFELE
1106258ROY NIELSON HAFEN
2605143WILLIAM OTIS HAFF
5092876MILTON L HAGELBERGER, III
812847BRETT WILLIAM HAGEN
732392JAN HAGENFREDERIKSEN
1358936BRUCE ALLAN HAGER
2802640RAY WESLEY HAGER
728634TERRY LEE HAGGERTY
3055635EDWARD HOSSEIN HAGHANI
2487638KARL EDWARD HAHN
3079492ROGER GERARD HAIGNEY, JR
4248778MARY KATHERINE HAINDL
6069304BEHNAM HALALI
2772790STEPHEN B HALES, JR
801307AZIZOLLAH HALIMI
5426644DONALD GAMMON HALL, JR
2535117ANDERSON SCOTT HALL
4262046BRENAN JOE HALL
5197124CANDICE ELICIA HALL
2089178CHARLES MARK HALL
3218075FRANK DAMONE HALL
2250942JAMES ALLEN HALL
4471020JODI LYNN HALL
4001243NUTASHIA LYNETTE HALL
842624ARTHUR ALBERT HALLEEN
4430041DAWN CHERIE HALLIGAN
2968041PAULA LOUISE HALLORAN
1619983BURGESS NATHANIEL HALLUMS
1421253SCOTT PERRY HALPERIN
5018189KEITH ANDREW HALSNIK
859074CARLA JOY HALVERSON
1865836JAMES MICHAEL HAM
4932411LARRY ANTHONY HAM
2955051WILLIAM CLINTON HAMEL
4612492CONCETTA M. HAMILTON
1089468KEVIN FRANCIS HAMILTON
1049533TIMOTHY LANE HAMILTON
2530393PETER VAN HAMM
1008986STUART MICHAEL HAMMERLE
2988609DEMPSEY BENNETT HAMMOND, JR
2389080THOMAS BROWN HAMMOND
5030215BRUCE E HAMMONDS
5636883BRADLEY HAMPTON
2797816DOUGLAS ERIC HAMPTON
1708793TOM DOUGLAS HAMSHER
2302622HEEDO HAN
2423855YOSIF HANANIYA
2051679MICHAEL JOHN HANCHAR
3025649LEWIS DOUGLAS HANCHELL
5682238DONNELL J HANCHEY
4001051CYRUS LAMONT HANCOCK
1949866MICHAEL LEWIS HANCOCK
5637967STEPHEN A HANCOCK
4713043ANDREW C. HANES, JR.
5272382DEBRA LEA HANES
6032943JOSHUA RICHARD HANNA
4296260SEAN K HANNON
841865THOMAS WILLIAM HANNON
5487504JAMES CLEMENT HANRAHAN
236095ALAN PAUL HANS, SR
236308RICHARD ARNOLD HANSEN, MR
3014245WARREN KARL HANSEN
4756825EBONY CHANTEL HANSON
6129533JACOB PAUL HANSON
2420584JOHN CHARLES HANSON
2619189KEVIN ROBERT HANSON
236517RONALD FRED HANSON
6363673MARIA CECILIA YUMANG HAOSON
4212059IFTIKHAR UL HAQ
2324524BRUCE MARTIN HARADA
4094088DAVID HARARI
4617506SIAN ALISON HARARI
4169693MICHAEL ALLEN HARBISON
4691782BRIAN MICHAEL HARBOUR
1816093KIMBERLY PINE HARDAKER
236740RICHARD LEROY HARDEN
4952495RHONDA LENNETT HARDER
4522460BRIAN KEITH HARDWICK
2668695RONALD EDWARD HARDY, JR
1444999WILLIAM OSCAR HARDY, JR
1298371GARY WAYNE HARDY
4753879JAMIE SUTTON HARDY
5494752RYAN KEITH HARDY
1283999WILLIAM AUGUSTA HARDY
2593809JEREMY DAVID HARE
5396450THERESA RENE HARFOOT
2384896GARY BENNETT HARKENREADER
1985323MICHAEL JAMES HARMEYER
1708990RODERICK ALEXANDER HARMON, II
4126542CAROLYN AVIA HARMON
5102738CHRISTOPHER M HARPER
4382289DAWN SYLVETTE HARPER
4884084JASON RALPH HARPER
5191291KIMBERLY ANN HARPER
4148035MARK FRANCIS HARPER
4650612MICHAEL JEFFERSON HARPER
2767911NICHOLAS HANSEN HARPER
4460320PEGGY SUE HARRELL
5603839JAMES HARRINGTON
2786686WILLIAM RAY HARRINGTON
6161045RICKY REID HARRIS, JR
4524894ANTONIO HARRIS
2770791CHET C HARRIS
237825EDMOND JOHN HARRIS
2496586ELLIOT HARRIS
3139400JACQUELINE DENISE HARRIS
2358951JAMES SHERIDAN HARRIS
2637450MICHAEL OGDEN HARRIS
4309293NORMAN ALBERT HARRIS
705489SCOTT PHILIP HARRIS
4016919STEPHEN COLLEY HARRIS
3209947TALMAN ANTHONY HARRIS
2254526NEIL ROLLA HARRISON
4976695PATRICK RICHARD HARRISON
1891983ROBERT SIPPEL HARRISON
2511708RYAN KEITH HARRISON
4353102WILLIAM KEVIN HARRISON
4021177JAMES R HART
2839085JEREMY MICHAEL HART
2044432JOHN FRANCIS HART
6372576JORDAN HART
1865650PATRICK FRANCIS HARTE, JR
1994535MICHAEL PAUL HARTLIEB
1361232BARRY GEORGE HARTMAN
6057432PAUL OCIE HARTMAN
6023625SCOTT WILLIAM HARTMAN
3159092WILLIAM ROBERT HARTNETT
5732511MATHEW LYNN HARTSHORN
4676563AZLINA B HARUN
6042767LARRY PHILLIP HARVEY, JR
1793476GALE ANDREW HARVEY
1541683TERRELL EDWIN HARVEY
2126913SCOTT ANTHONY HARWELL
5980481FAWAD HASAN
6127774SHAKIBA HASHIMI
1016890GREGORY MUMTAZ HASHO
4429340STEVAN BARRY HASLEHURST
5546563SM IMAZE HASNAIN
5108964MOHAMED S HASSAN
2418950SANDRA JEAN HASSEL
4702405MARK DAVID HASSELL
1760301DONALD WAYNE HASTINGS
3018212WILLIAM EMMETKYLE HATHAWAY, II
4044654BYRON GROO HATHAWAY
2599724STRATOS HATZIKONTOS
4117538DAVID ALAN HAUGK
723243EDGAR RHODES HAUSER, JR
5210123WILLIAM HANSON HAUSER
4517591KEVAN THOMAS HAUVER
2138472MARTHA JOYCE HAWK
2863873DAVID MONROE HAWKES
2509324KIRSTEN FLYNN HAWKINS
1963106DAVID CHARLES HAWKINSON
1922707CARLTON MICHAEL HAYDEN
711302DAVID ALAN HAYDEN
4803348LAWRENCE JOSEPH HAYE
5361647RANDY WILLIS HAYES, III
4435512KEVIN JAY HAYES
240582ROGER WILLIAM HAYES
1398962WILLIAM ALBER HAYES
4952487DARWIN HAYLE
1032930STEVEN HADLEY HAYNES
1307813BETTYE CLEMENTS HAYS
1886740CARL BENTLEY HAYS
2753344KENNETH CHARLES HAYS
6298585PAIGE STROTHER HAYS
4968636JOHN D HAYWOOD, JR
2759746CHUCK RICHARD HAYWORTH
2648419STEVEN VINCENT HAZARD
2379384ZHAN HE
1109474CHRISTOPHER HOWARD HEAD
3053211CHRISTOPHER REED HEAD
3009195JO ANN MARIE HEAD
240935ROBERT JOHN HEAD
2645095MARK FRANCIS HEALEY
2331052JOHN VERNON HEATH
2937131MICHAEL JAY HEATHMAN
1151248RUSSELL GLEN HEDBERG
2168013ARTHUR LEROY HEFFELFINGER
241577JAMES JEROME HEFFERS, SR
4624063MICHAEL WINSTON HEFNER
5540272AKSHAY BALAKRISHNA HEGDE
2335698DONALD ERIC HEILBRUN, SR
1569863CHARLES THOMAS HEIMBACH
241924RONALD MARK HEINEMAN
4470644LIAM PATRICK HEINZ
1227117STEVEN BRUCE HEINZ
2550737M KHALDOUN AKRAM HEJAZI
1039534THOMAS CHARLES HELBIG
865530JAN ERNEST HELEN
1647497KENT WILLIAM HELGESON
2862593DANIEL HELKOWSKI, III
5756450DANIEL MICHAEL HELLQUIST
5057124JOHN D HELM
3270916AUDREY HELMSTETTER
4633432AMALIA LILLIAN HELTON
2178429MICHAEL JOSEPH HELTON
2466067VALERIE JANE HELTON
3248689NICHOLAS BRYAN HEMBY
3234399DEIDRE KARIN HEMINGWAY
2499214TODD EVANS HEMPHILL
4147298NEILL N HENAIN
1665525WILLIAM JOHN HENDERSON, III
1001119CLARENCE JAMES HENDERSON
1496471EDWIN TRACY HENDERSON
2401845JAN DAVID HENDERSON
715850JEREMIAH THEODORE HENDERSON
4836317HENRY SETIADI HENDRAWAN
1354303MARY CATHERINE HENDRICKS
2622427THOMAS EUGENE HENDRICKS
2989470WESLEY C HENDRICKSON
2069825MICHAEL WADE HENDRY
6052765ELON ISRAEL HENEK
2831137ADAM CHAMROEURN HENG
2886444ALLEN LEE HENGST
5446779CATHERINE MARIE HENNAGIR
1380254JOSEPH JAMES HENNESSY
243151RICHARD ARTHUR HENNIG
2363168MARK LEON HENRY
2302642SCOTT ALLAN HENRY
2447814FREDERICK JAY HENTSCHEL, III
4180579ADAM TROY HEPWORTH
1091122JEFFREY MARK HERBER
4000097CHARLES WILLIAM HERBERT
2727923JOHN EDWARD HERBERT
6001063DANIEL HEREDIA MACIAS
3251183KELLY JO HERMAN
5831465LORI A HERMANSON
6125075CHRISTOPHER HERMIZ
5272816DENNIS DEWAIN HERN
5279232ANDY EDGAR HERNANDEZ
2684424ARIEL LUIS HERNANDEZ
3054186DIEGO FERNANDO HERNANDEZ
6171250HECTOR ALEX HERNANDEZ
1976668JOSE HERNANDEZ
2789264JUAN CARLOS HERNANDEZ
4627513LUCIA HERNANDEZ
5003788MICHAEL HERNANDEZ
4733002MIGUEL ANGEL HERNANDEZ
1076766OILDA CARIDAD HERNANDEZ
2588884ULISSES RAMIREZ HERNANDEZ
2815703WILLIAM THOMAS HERNANDEZ
4218044RENE U HERRERA
4491409SHERRI LYNN HERRERA
1878587ANTONIO HERREROROVIRA
5254337JEFFERY MAURICE HERRING
2706681KARL ROBERT HERRMANN
874733MITCHELL HERSH
244269ELLIOT M HERSHBERG
2860663MARTIN RAY HERSHNER
1688885DAVID JACOB HERZOG
2515939JAMES LOUIS HESDRA
5611899TOMMY ROY HESTER, JR
3044429MICHAEL JOHN HESTER
1260242KENNETH EDWARD HETLINGER
1057670ROGER ANDREW HEUBACH
5033079JOHN JOSEPH HEYRICH
2676308FRANK HILARY HICKCOX, II
5218396DAVID TRAVIS HICKS III
5467605CHOLIA HICKS
5048496DAN PARKER HICKS
5113610MIA CAROL HIGENS
6006444BRANDON SMART HIGGINS
4592692STEPHEN LLOYD HIGGINS
3201665MICHAEL ROSS HIGHFILL
2152369WILLIAM ANDREW HIGHTOWER
1573040DIANE YOUNG HILEK
2685597STEVEN J HILES
1313989THOMAS DEAN HILES
4368679WESLEY MATTHEW HILES
1200193ROBERT JOHN HILGERS
3357JERRY MOORE HILL
2186074MICHAEL EARL HILL
4653852NANCY BOLT HILL
5992761NICHOLAS ADAM HILL
4227852NIKKI JANE HILL
2033806RICHARD WAYNE HILL
2202940STEPHEN ELLIOT HILL
4319575STEPHEN W HILL
1033111WILLIAM EARLE HILL
2464992LISA M HILLER
6252277DANIEL DAVID HILLIUS
4817856RONALD HILYER JR.
5162110THOMAS J HIND
3274228THOMAS JOHN HINDES, JR
4306809WILLIE LEE HINES, III
4221844GREGORY KIETH HINES, JR
3242314BRENT ALLEN HINES
5098659JESSE JOHN HINKLEY
3015757STEVE EVERETT HINRICHS
6080134JONELE INISE HINTON
4170307ERICA L HINTZE
2830464GARY EVERT HIRTH
2047398PAUL GERARD HITCHCOCK
4947969DANIEL JAY HIXSON
2685988JEREMY SHAWN HIXSON
843618TAIHWA TERRY HO
2217083PAUL MARTIN HOAG
4160185GILES ANTHONY HOAGLAND
6015572BAO TRAN DINH HOANG
2633633DEAN HOANG
4115641BRENDA LOIS HOBSON
5308126CRISTIN SHEA HOBSON
4472105ERIK LAWRENCE HOCKENBERRY
1798614ROBERT FRANKLIN HOCKENSMITH, JR
2179109RUSSELL ORVILLE HODDER, JR
3187403EDDMON MARK HODGE, JR
4768893CHAD MICHAEL HODGE
6034573MATTHEW ANSON HODGE
714571WINSTON LEE HODGES
2455445JOHN WILLIAM HOEKMAN
2318477PAUL JOHN HOEPER
4371162CLAY EMERSON HOFFMAN
5068220GEORGE WAYNE HOFFMAN
1097848WAYNE WILLIAM HOFFMAN
5291155ROBERT A HOFFMANN
4573091WILLIAM EDWARD HOGAN, II
2226687MICHAEL OLIVER HOGAN
3170359NANCY SUE HOGAN
1515720MARSHALL EUGENE HOGGARD
3047483THOMAS MORLEY HOGLE
6016795REBECCA LINDA HOLBROOK
5295707DANIEL ALAN HOLDA
1813997AMRITA HOLDEN
5058722JOHN MICHAEL HOLDER
3122876JAMES RILEY HOLDMAN
2764717MARK WILLIAM HOLDOM
2668952BRYAN GREGORY HOLLAND
2308543KYLE TIMOTHY HOLLAND
4359595RICHARD SAMUEL HOLLANDER
2356026RICHARD EDWARD HOLLIDAY
871226JOE LEWIS HOLLIMAN, III
4700182STACEY PAUL HOLLINS
1306841EDWARD WAYNE HOLLOMAN
6532903TAMARA ANTOINETTE HOLLOWAY
5777595TRACY PHILANDER HOLLOWAY
2265487LESLIE RANDOLPH HOLMES
1108456STEVEN PAUL HOLOGOUNIS
5112298JESSE JOSEPH HOLOVACKO
3150622MARK DAVID HOLT
1220860KENNETH CECIL HOLTSCLAW
1321893ROBERT JAY HOLUB
1722561PAUL DOUGLAS HOLYSZKO
1088028BAMBI IRIS HOLZER
6058571JOSEPH ROBERT HOLZHAUSE
2722888CRAIG LAWRENCE HOM
1516973DAVID JAY HOMAN
4681161BEI MIN HONG
1785866ANDREW WILLIAM HONGACH
4142035MARCUS M HONIO
2857122HERBERT ANDREW HOOD, JR
4467331JAMES PAUL HOOD, JR
6048976KELLY CATHERINE HOOD
2509848KESTER EUGENE HOOD
4729596LAUREN CATHERINE HOOD
6353444WHITLEY KIARA HOOD
2398684HAMPTON FORREST HOOK
2248993JOHN ROBERT HOOLE
249808WILLIAM GORDON HOOVER, JR
1315490MICHAEL CHARLES HOPEN
4758571JOHN H HOPKINS
1288359STACIE ANNE HOPKINS
5710427JASON PHILIP HOPPER
2028567TODD SPENCER HORLBECK
2238037PHILIP DAVID HORN
2776038CHAD DANIEL HORNADAY
1830136BRIAN YOUNG HORNE
4404667SHEILA CORNE HORNE
1015373FREDERICK BRUNER HORNICK
2990144KENNETH HORNYAK
2944981RICHARD HORTON, III
1362727GREGORY ARTHUR HORTON
2377125JON ALLISON HORTON
4745108STEVEN SHANE HORTON
3019022JON PATRICK HORVATH
5576184JEREMY ALAN HOSCHEID
6048470KELVIN VICTOR HOSEIN
2193295BRIAN JOSEPH HOSHOWSKI
2346843MARK CHRISTOPHER HOTTON
5692447RYAN DAVID HOUFE
2471155PAUL JEROME HOUSE, III
2080155ROBERT DUNNELL HOUSE
2652716MELISSA ANNE HOUSER
1111661ERIC SCOTT HOUSMAN
1676110ARMEN HOVAKIMIAN
4385521ROBERT D HOVERMALE
2758420ALAN MICHAEL HOVEY
2602467GEORGE HOVSEPIAN
4730555DERRICK FRANKLIN HOWARD
4267914GERALD WAYNE HOWARD
2468812SARAH JEAN HOWARD
4305553STEVEN CHRISTOPHER HOWARD
5074875GEOFFREY D HOWE
4561368JEFFREY HAMILTON HOWELL
5074630MELANIE ERIN HOWELL
4004611RODNEY BRYAN HOWELL
4231662SEAN STEVEN HOWELL
4197524TU-CHIH HSIEH
4961109HSIALOAN SHARON HSU
1655196HSIN-CHUAN HSU
2911608JOHN S HSU
4706509LI-LIN HSU
5573954BINGYI HU
5368992CHIA-MING HU
4575949WENGE HU
5868404RAPHAEL HUAMAN
2370253CATHY Y HUANG
4570554MICHAEL TA-ZEN HUANG
3125448TONY CHIA HUANG
1025521JOSEPH RAYMOND HUARD, JR
865293GEORGE EDWARD HUBBARD, JR
1766115DONALD LAWRENCE HUBER
5865899SCOTT JAMES HUBER
4190301LORI A HUCK
4439153KEVIN PAUL HUDAK
2685460AFIZ SADRUDIN HUDANI
1757339GARY JOSEPH HUDECEK
1804457WILLIAM LESLIE HUDLEY
4200298JOHN STUART HUDNALL
842546DANIEL WILLIAM HUEBNER
4125761JENNIFER R HUELSMANN
6190114JOSE ALBERTO HUERTA
4449502DONALD SCOTT HUFFMAN
2287115JEFFREY MICHAEL HUG
1996775JOSEPH WILLIAM HUGHES
252636PAUL HOWARD HUGHES
2783806RICHARD MICHAEL HUGHES
1928041SAMUEL DAVIS HUGHES
2161692TIMOTHY MARTIN HUGHES
1658128RICHARD ALLEN HUGHEY
2068846JAMES SOREIDE HUH
2333013JOEL ARTHUR HULKE
252861JOHN VINCENT HULL
1401945JAMES CALVIN HULSEY, III
2423178ROBERT JOSEPH HUMAK
1216949GARY HUME
1566023TERRY GENE HUMMER
1772472RANDALL SCOTT HUMPHREY
4053609KYLE WADE HUMPHREYS
4474941MELISSA MAE HUMPHREYS
2179745HUGH ROBERT HUNSINGER, JR
4523496BOBBY LEE HUNT
1144385HARRY WARD HUNT
1632226HERBERT TYRONE HUNT
3220610JEFFERY DAVID HUNT
4304579PAUL R. HUNT
4517916THOMAS MARK HUNT
1849030DONALD HORTON HUNTER, JR
4405016JERRI SHAVON HUNTER
4878344ROBIN C HUNTER
1091286HERBERT EDWARD HUPP, JR
4175385DELICIA JOSETTE HURDLE-BOAKYE
2626141JAMES EDWARD HURLEY
1244144JOHN WILLIS HURST
5106938JAMES M HURSTY
4486111AMANI HUSSEIN
253952HOWARD EUGENE HUSTEDT
4530660BETHEL LOREE HUTCHINSON
2055616WILLIAM LEE HUTCHINSON
4815931BELINDA F HUTTO
2841394LUCAS ALLEN HUTZELL
4999598FRANCE GREG HUYNH
4751613LIEN THI HUYNH
1351835PHUONG LAN THI HUYNH
4568058ANGEL ANN HUZARSKI
1269632CARL FRAZIER HYDE, JR
1812079ERROL CONSTANTINE HYDE
4337254TIMOTHY WELLARD HYDE
4374116ROBERT YOON HYUN
6625409Matthew J. Houtz
6625350Christopher Wayne Hunt, II