Regulatory Notice 15-48
SEC Approves Amendments to Publish OTC Equity Volume Executed Outside Alternative Trading Systems
Pursuant to rule amendments that will become effective on April 2, 2016, FINRA will expand its alternative trading system (ATS) transparency initiative to publish the remaining equity volume executed over-the-counter (OTC) by FINRA member firms, including the trading activity of non-ATS electronic trading systems and internalized trades. Beginning on Monday, April 25, 2016, data as of April 4, 2016, will be available in accordance with the amendments—free of charge to all users—on FINRA’s website.
The amended rule text is set forth in Attachment A.
Questions concerning this Notice should be directed to: