Regulatory Notice 19-22

FINRA Requests Comment on a Proposal to Publish ATS Volume Data for Corporate Bonds and Agency Debt Securities on FINRA’s Website

Comment Period Expires: September 7, 2019

Summary

FINRA requests comment on a proposal to expand the alternative trading system (ATS) volume data that it publishes on its website to include information on transactions in corporate bonds and agency debt securities that occur within an ATS and are reported to FINRA’s Trade Reporting and Compliance Engine (TRACE).

Questions concerning this Notice should be directed to:

  • Chris Stone, Vice President, Transparency Services, at (202) 728-8457;
  • Patrick Geraghty, Vice President, Market Regulation, at (240) 386-4973;
  • Racquel Russell, Associate General Counsel, Office of General Counsel (OGC), at (202) 728-8363; or
  • Robert McNamee, Assistant General Counsel, OGC, at (202) 728-8012.