For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Ronald Regan said the role of government is to protect us from each other. But government gets out of control when it seeks to protect us from ourselves.
I am the best person to choose which investments are best for me to make and some investments should not be reserved for the privileged.
Please do not put any restrictions on my right to invest. I am more than capable, and am able to choose which funds to invest in and which funds to not invest in. Thank You! Sincerely; Robert M Cassady.
It is highly disturbibg that you would consider taking away our right to invest in leveraged funds. It seems you want to keep the citizens of USA under control like communism. Stop assuming all retail investors are too stupid to understand leveraged funds. Please do not vote yes to limit leveraged funds for retail investors.
I strongly object to your proposal to limit my ability to invest in leveraged/inverse instruments. I am currently retired, age 85 & of sound mind & body. I am more than capable to use my own judgement without federal government interference. In fact at this time I am invested several million dollars in leveraged instruments & am besting major market averages by about 10% from the first of this year.
Please
Keep your nose out of
My business
Leveraged products give investors unique exposure that other traditional investments dont. Without the use of leverage products the average investor may turn to even more riskier Investments like options and futures.
There is no risk buying leveraged funds as long as there is no margin involved. Especially for TQQQ. The long run performance is wonderful.
The FINRA rule is nothing more than an scheme to steal wealth, power, and autonomy from individuals. People have the intelligence and information necessary to make their own investments without regulatory tyranny. Stop it.
Greetings, I absolutely oppose any regulations and restrictions on my ability to grow my wealth. There is a never ending assault on main street investors from both regulators and government impacting our ability to prosper. It needs to stop. Regards, Joe Youngs.
Please leave the Funds alone.