| FINRA.org Skip to main content

George Bray Comment On Regulatory Notice 22-08

Leverage ETFs and Inverse investments have been a component of my investment strategy for years. Regulatory scrutiny should be focused on accurate reporting rather than limiting certain types of investments. Security valuations have always been driven by reasoned expectations of future cash flows. Let the investor take the risks he or she chooses including market hedging devises as mentioned above.

Binyomin Einhorn Comment On Regulatory Notice 22-08

I think it makes trading not fair and leveled for all people, if you limit trading leveraged etf, for having a certain amount of money and needing cooling time,

Warnings that we accept should be enough for ppl to know the risks.

And most ppl learn stocks from their own unofficial sources and making official curriculum, will make it hard for people with other jobs to invest in stocks

Roger Kaye Comment On Regulatory Notice 22-08

You seem to be planning to go far beyond any legitimate mandate. Your role should be to make sure investors are adequately informed of the risks of leverage . Make the management pepper their ads, reports etc with as many dire warnings as you like, but kindly allow investors to manage their own risk tolerance. Being a watchguard for investors is not the same as being our mommy.
Roger H. Kaye, MD, JD, MBA, LLM

Howard Kessinger Comment On Regulatory Notice 22-08

I am 83 yrs. old and live on social security and a 700.00 pension. If I lose the rights to invest in the types of funds then there is no way I can survive the inflation. I an a very small investor and have planned so in can survive but if you eliminate these in verse funds I will probably be on welfare in the near future. These are the only way some of us have to survive. Besides not everyone that does this makes any money from it.