Skip to main content

Matthew Cline Comment On Regulatory Notice 22-08

FINRA administrator: I am writing to urge you to not infringe on my ability to direct my own investments, particularly regarding inverse or so-called "bear" funds. We have governmental bodies and procedures in place to determine if a person is mentally fit to manage their own affairs. Barring a determination that I am unfit to do so, I should have every right to invest my assets in the nature I deem most suitable to my own unique needs -- both within and outside of a 401k, 403b, or other similar plan.

William Boelk Comment On Regulatory Notice 22-08

I should be able to choose my investments.
It is ridculous to only allow these type of investments to certain groups of people. Especially the most wealthy! If you are investing you should be responsible for taking that risk and that is it, not regulated. These are publicly traded securities that I should not be locked out of accessing through a test and should be free and available to the public. Leveraged funds are critical investment strategies that allow you to reap enhanced rewards and protect your investments.

Aadesh Sharma Comment On Regulatory Notice 22-08

I should be able to choose the public
investments that are right for me and my family.
Public investments should be available to all of the public,
not just the privileged.
I shouldn't have to go through any special process
like passing a test before I can invest in public securities,
like leveraged and inverse funds. I am
capable of understanding leveraged and inverse funds
and their risks. I do not
need these measures imposed on me.