Carl Kittelson Comment On Regulatory Notice 22-08
Although it is important broker's are fully versed in all aspects of the products they offer and they should know their client as well, the retail investor should be left to self manage as seen fit for themselves. Before investing in an individual company there are many statements, past and future earnings and market and economic conditions to review. In the past I typically would spend 20 to 40 hrs per week reviewing companies for investment consideration.