Respondent is barred from associating with any FINRA member firm in any capacity for failing to appear for on-the-record testimony requested in connection with a FINRA investigation, in violation of FINRA Rules 8210 and 2010.

Respondent Tejinder Singh violated FINRA Rules 8210 and 2010 by providing incomplete responses to FINRA’s requests for information and documents and by failing to appear for on-the-record testimony requested in connection with a FINRA investigation. For this misconduct, Singh is barred from associating with any FINRA member firm in any capacity.