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Adrian Hernandez Comment On Regulatory Notice 22-08

Year after year, as I find ways to increase my net worth and diversify my portfolio, regulators seem to step in and take away more and more tools from my personal finance toolbox. It's really frustrating and, with each new regulation, it seems as though only the currently wealthy and high net worth individuals are able to pursue high risk/high return strategies. I understand the risks and only pursue these strategies with money that I can afford to lose. There is no difference between investing in a leveraged fund versus investing in many individual stocks these days.

Charles Perkins Comment On Regulatory Notice 22-08

This is unwarranted, unjustified, and unnecessary. Investors should be able to make their own decisions about what they invest in, and when, and how. Fund family vendors provide all the information necessary about their product(s) to let any investor who TAKES RESPONSIBILITY for THEMSELVES for their actions to understand clearly what they are investing in, and the risks inherent in that investment. This is going to HURT the very investors you CLAIM to be "protecting". Stop, stop NOW!

Tim Kipps Comment On Regulatory Notice 22-08

I am of the strong opinion that individual investors should be able to make their own decisions on the vehicle they choose to invest in. It should not be governed by ones net worth, passing of a test or any other qualifications..if so you are limiting the ability to invest in these instruments to the top few you are once again taking away the ability of the small investor to invest/risk their capital as they see fit.

Eric Toth Comment On Regulatory Notice 22-08

I can make my own decisions, thank you very much. I can limit my exposure by choosing not to purchase, purchase a small amount, or as much as I want. As a former banker, somewhat successful businessman, and a veteran, I believe I understand risk better than any government employee, who enjoys a risk less salary, risk less retirement, risk less employment, risk less tenure and benefits that exceed most private sector jobs. Public securities exist for the public to invest in.

Harold Collins Comment On Regulatory Notice 22-08

I believe that the current proposals to invest in leveraged and inverse funds are wrong headed. First, these funds are an efficient way to use margin vs a traditional margin account. Second, it is my responsibility to make investment decisions not the regulators. Third these are great tools for hedging risk that are not available except by using margin and exposing myself to higher cost and fees associated with margin.