Erik Alberts Comment On Regulatory Notice 22-08
Hello, these investment products are a key tool for my business. Limiting them will limit my capital gains, and your tax revenues. Please leave things as is
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Hello, these investment products are a key tool for my business. Limiting them will limit my capital gains, and your tax revenues. Please leave things as is
Regulators should not be in charge of what my family and I invest in. Public investments are for the public and not the privileged.
Dear Sirs and Madams: As a former managing director of a broker dealer I can tell you with certainty that regulations for leveraged and inverse ETFs are long past due. Although I have over 45 years of investment experience I was also ill informed about their characteristics and basically lost all of the money in my IRA which I luckily could afford. Now that I understand them I am profiting handsomely by shorting them. In no instances should they be allowed in retirement accounts. They are basically only suitable for day and computer training.
Don't tell me how to invest my funds. I see how poorly the government spends money and I won't let them tell me how to use mine.
I wish to be able to freely trade any public investment, including inverse and leverged funds!
I oppose restrictions to limit my right to invest in leveraged or Inverse funds. I should be the one to decide if I use these funds and not the regulators. Leverage and Inverse funds are very important part of my Portfolio strategy and by limiting them will adversely affect my investment options. I have used both leveraged and Inverse funds for many years and understand their usage.
I do not need any help with my investments. Tell the regulators to get a life. Leave us investors alone.
Public investments should be available to all of the public, not just the privileged. It is very important that I shouldn't have to go through any special process like passing a test before I can invest in public securities. I am capable of understanding investments and their risks. As such, I should be allowed to invest in any securities as it is my right to free choice as a citizen of this great country.
To whom it may concern: It should be my choice as to where I invest my hard earned money. I should not have to go through any special process like passing a test before I can invest in public securities, or leveraged and inverse funds. I am perfectly capable of understanding leveraged and inverse funds and their risks. I do not want nor need these measures imposed on me. Thank you.
Please leave these financial options open for investors that want to participate in pro shares or etf leverage shares. As a shareholder we know the risk and we know the rewards of ETF leverage Please do not put restrictions on these type of investment. Thank you