2021070381701 David Khezri CRD 2736831 AWC jlg (2022-1642897217873).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2021070381701
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: David Khezri (Respondent)
Former General Securities Representative
CRD No. 2736831
Pursuant to FINRA Rule 9216, Respondent David Khezri submits this Letter of Acceptance,
Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule
violations described below. This AWC is submitted on the condition that
SR-FINRA-2021-033
Rule Filing Status: Filed for Immediate Effectiveness
Rule change to amend FINRA Rule 7620B (Trade Reporting Facility Reporting Fees) to modify the trade reporting fees applicable to participants that use the FINRA/NYSE Trade Reporting Facility (“FINRA/NYSE TRF”).