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Kevin J Roberts Comment On Regulatory Notice 21-19

FINRA is about as effective as a mall cop, police but have no teeth. Fines companies millions for crimes that made them billions. 3 generations have been short sold down the river. We would not have as many poor folks or homeless if the hedge funds didn't short companies to BK. Dark Pool trading has allowed hedge funds to short well past being a market maker. One hedge fund donates 70 million a year to politicians just to get laws in place for them to screw all who invest.

Steven Silverstein Comment On Regulatory Notice 21-19

To Whom it May Concern, In a fair and open market there should be transparency and a level playing field for all investors. Right now, there is a massive deficit in access to information, trade speed, preferential terms and types of trades, and pay-to-play investing that heavily favors institutional investors over retail investors. Additionally, institutional investors engage in relationship-based, illegal, or near-illegal activity on a daily basis that give them an outsized influence on the market.

Anonymous-BP Comment On Regulatory Notice 21-19

Regarding Robinhood: Users setup a cash account/non margin -> Robinhood then reports it as a margin account on all account statements. This is for *all* Robinhood accounts regardless of age. Per Robinhood pg. 17 of their TOS: “If I have a margin account, Robinhood is permitted to borrow a dividend paying stock in the normal course of business and, as a result, in such situations instead of a dividend payment I may receive a cash in lieu payment...”

Ramon Tomzer Comment On Regulatory Notice 21-19

I understand the value of short selling. I understand it is a mechanism to root out unsavory characters that may be using subversive tactics to artificially prop up a stock/ security, however I do not understand why, in 2021 we as retail investors do not have access to the same information at the same time as institutional investors? how is that a free market? again its 2021 and we have internet from satellites orbiting the earth, yet it takes a month to get FTD numbers? How is it a free market where institutional investors do not have to disclose short positions or puts?

David W Jimenez Comment On Regulatory Notice 21-19

Short selling has not gone beyond simply providing for market liquidity and has become a method to destroy shareholder value. New rules (or better enforcement) need to take place to prevent this from continuing. Start by forcing all brokers to default their clients' positions to "not lend." This will restrict the available shares. Additionally, mandate that all short positions transparent and list exactly who and when the shares where lent. It appears to day, given the massive level of FTDs, that naked shorting is happening, illegally, on a mass scale.

2019063187001 D.H. Hill Securities, LLLP CRD 41528 AWC jlg (2021-1629591624927).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019063187001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: D.H. Hill Securities, LLLP (Respondent) Member Firm CRD No. 41528 Pursuant to FINRA Rule 9216, Respondent D.H. Hill Securities, LLLP (Respondent or D.H. Hill) submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted