FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020067328101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Equitable Advisors, LLC (Respondent) Member Firm CRD No. 6627 Pursuant to FINRA Rule 9216, Respondent Equitable Advisors, LLC submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021070227901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Glenn E. Brandon, Jr. (Respondent) Former General Securities Representative and Former General Securities Sales Supervisor CRD No. 1051682 Pursuant to FINRA Rule 9216, Respondent Glenn E. Brandon, Jr. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted