FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2017053116801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Primary Capital, LLC (Respondent) Member Firm CRD No. 127921 Pursuant to FINRA Rule 9216, Respondent Primary Capital, LLC submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2017056432605 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: John S. Cangialosi (Respondent) General Securities Representative CRD No. 3273830 Pursuant to FINRA Rule 9216, Respondent John S. Cangialosi submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition