For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
This rule is no longer applicable. NASD Rule 9231 has been superseded by FINRA Rule 9231. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 9222 has been superseded by FINRA Rule 9222. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 9221 has been superseded by FINRA Rule 9221. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD IM-9216 has been superseded by FINRA Rule 9217. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 9216 has been superseded by FINRA Rule 9216. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 9215 has been superseded by FINRA Rule 9215. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 9214 has been superseded by FINRA Rule 9214. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 9213 has been superseded by FINRA Rule 9213. Please consult the appropriate FINRA Rule.