Election Notices
| Date | Title Sort descending | Description |
|---|---|---|
| Oct 21, 2019 | Election Notice – 10/21/19 | Notice of FINRA Regional Committee Elections and Mailing of Ballots
Ballot Due Date: November 20, 2019
|
| Oct 29, 2018 | Election Notice – 10/29/18 | Special Election to Fill a Small Firm Vacancy on the National Adjudicatory Council
Petitions for Candidacy Due: Thursday, December 13, 2018
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| Nov 15, 2023 | Election Notice – 11/15/2023 | Notice of Election and Ballots for FINRA Mid-Size Firm NAC Member Seat
Voting Ends: December 15, 2023
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| Dec 15, 2017 | Election Notice – 12/15/17 | FINRA Announces SFAB, NAC and District Committee Election Results and Appointments
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| Dec 15, 2020 | Election Notice – 12/15/20 | FINRA Announces Regional Committee, SFAC and NAC Election Results and Appointments
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| Dec 15, 2021 | Election Notice – 12/15/21 | FINRA Announces SFAC, Regional Committee and NAC Election Results and Appointments
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| Dec 18, 2015 | Election Notice – 12/18/15 | FINRA Announces Results of SFAB, NAC and District Committee Elections and Appointments
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| Dec 19, 2019 | Election Notice – 12/19/19 | FINRA Announces Regional Committee, SFAC and NAC Election Results and Appointments
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| Dec 20, 2016 | Election Notice – 12/20/16 | FINRA Announces Results of SFAB, NAC and District Committee Elections and Appointments
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| Dec 22, 2023 | Election Notice – 12/22/2023 | FINRA Announces SFAC, Regional Committee and NAC Election Results and Appointments
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| Mar 10, 2016 | Election Notice – 3/10/16 | Annual FINRA Election Cycle and Procedures Overview
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| Mar 09, 2017 | Election Notice – 3/9/17 | Special Election to Fill FINRA Large Firm Governor Vacancy
Petitions for Candidacy Due: Monday, April 24, 2017
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| Apr 20, 2018 | Election Notice – 4/20/18 | Special Election to Fill a FINRA Large Firm Governor Vacancy
Petitions for Candidacy Due: Monday, June 4, 2018
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| May 02, 2017 | Election Notice – 5/2/17 | Notice of Special Meeting of Large Firms and Proxy
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| May 24, 2019 | Election Notice – 5/24/19 | Upcoming FINRA Board of Governors Election
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| May 25, 2018 | Election Notice – 5/25/18 | Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: July 9, 2018
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| May 08, 2020 | Election Notice – 5/8/20 | Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: Monday, June 22, 2020
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| Jun 11, 2018 | Election Notice – 6/11/18 | Notice of Special Meeting of Large Firms and Proxy
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| Jun 21, 2016 | Election Notice – 6/21/16 | Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: August 5, 2016
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| Jun 30, 2015 | Election Notice – 6/30/15 | Notice of Annual Meeting of FINRA Firms and Proxy
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| Jun 04, 2021 | Election Notice – 6/4/21 | Nominees for Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: Monday, July 19, 2021
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| Jul 19, 2019 | Election Notice – 7/19/19 | Notice of Annual Meeting of FINRA Firms and Proxy
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| Jul 20, 2022 | Election Notice – 7/20/22 | Notice of Annual Meeting of FINRA Firms and Election Proxy
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| Jul 21, 2017 | Election Notice – 7/21/17 | Notice of Annual Meeting of FINRA Firms and Proxy
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| Jul 23, 2018 | Election Notice – 7/23/18 | Notice of Annual Meeting of FINRA Firms and Proxy
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