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Election Notice – 4/20/18

Special Election to Fill a FINRA Large Firm Governor Vacancy

Published Date:
Petitions for Candidacy Due: Monday, June 4, 2018


FINRA will conduct a special meeting of large firm members on or about Thursday, June 28, 2018, to elect one individual to fill a vacant Large Firm Governor seat on the FINRA Board of Governors (FINRA Board).1 A formal notice of the special meeting, including the precise date, time and location, will be mailed to executive representatives on or about Monday, June 11, 2018.

Eligible individuals who have not been nominated by FINRA’s Nominating Committee may be included on the ballot for the election of governors by following the petition procedures set forth in the By-Laws and as further described in this Election Notice.

Note: FINRA distributed this Notice electronically to the executive representative of each FINRA firm and it is posted online at

Executive representatives should circulate this Notice to their firms’ branch managers.

Questions regarding this Election Notice may be directed to:

  • Marcia E. Asquith, Executive Vice President and Corporate Secretary, at (202) 728-8949; or
  • Jennifer Piorko Mitchell, Vice President and Deputy Corporate Secretary, at (202) 728-8949.