For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
| Date Sort descending | Title | Description |
|---|---|---|
| Dec 06, 2012 | Election Notice - 12/6/12 | FINRA Announces Results of SFAB, NAC and District Committee Elections
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| May 10, 2013 | Election Notice - 5/10/13 | Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: June 24, 2013
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| Jul 05, 2013 | Election Notice - 7/5/13 | Notice of Annual Meeting of FINRA Firms and Proxy
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| Aug 02, 2013 | Election Notice - 8/2/13 | FINRA Announces Nominees for Upcoming Vacancies on the National Adjudicatory Council Petitions for Candidacy Due: September 16, 2013
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| Sep 04, 2013 | Election Notice - 9/4/13 | Upcoming Election to Fill FINRA District Committee Vacancies
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| Sep 04, 2013 | Election Notice - 9/4/13 | FINRA Small Firm Advisory Board Election
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| Oct 16, 2013 | Election Notice 10/16/13 | Notice of FINRA District Committee Elections and Ballots
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| Oct 16, 2013 | Election Notice 10/16/13 | Notice of SFAB Election and Ballots
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| Nov 25, 2013 | Election Notice - 11/25/13 | Small Firm Advisory Board Runoff Election
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| Dec 17, 2013 | Election Notice - 12/17/13 | FINRA Announces Results of SFAB, NAC and District Committee Elections
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| May 06, 2014 | Election Notice - 5/6/14 | Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: June 20, 2014
|
| Jul 09, 2014 | Election Notice - 7/9/14 | Notice of Annual Meeting of FINRA Firms and Proxy
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| Aug 01, 2014 | Election Notice - 8/1/14 | FINRA Announces Nomination Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: September 15, 2014
|
| Sep 03, 2014 | Election Notice - 9/3/14 | Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 3, 2014
This Election Notice was updated on 9/4/14 to include an additional partial term vacancy for District 5. |
| Sep 03, 2014 | Election Notice - 9/3/14 | FINRA Small Firm Advisory Board Election
Nomination Deadline: October 3, 2014
|
| Oct 15, 2014 | Election Notice - 10/15/14 | Notice of Election and Ballots for FINRA Small Firm NAC Member Seat
Ballots Due: November 14, 2014
|
| Oct 15, 2014 | Election Notice - 10/15/14 | Notice of SFAB Election and Ballots
Ballots Due: November 14, 2014
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| Oct 15, 2014 | Election Notice - 10/15/14 | Notice of FINRA District Committee Elections and Ballots
Ballots Due: November 14, 2014
|
| Dec 05, 2014 | Election Notice - 12/5/14 | FINRA Announces Results of SFAB, NAC and District Committee Elections
|
| Apr 27, 2015 | Election Notice - 4/27/15 | Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: June 11, 2015
|
| Jun 30, 2015 | Election Notice – 6/30/15 | Notice of Annual Meeting of FINRA Firms and Proxy
|
| Jul 28, 2015 | Election Notice – 7/28/15 | FINRA Announces Nomination Process to Fill an Upcoming Vacancy on the National Adjudicatory Council
Petitions for Candidacy Due: September 11, 2015
|
| Sep 02, 2015 | Election Notice – 9/2/15 | Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 2, 2015
|
| Sep 02, 2015 | Election Notice – 9/2/15 | FINRA Small Firm Advisory Board Election
Nomination Deadline: October 2, 2015
|
| Oct 01, 2015 | Election Notice – 10/1/15 | Nomination of a Small Firm NAC Member Candidate
|