For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
| Date Sort descending | Title | Description |
|---|---|---|
| Jun 11, 2018 | Election Notice – 6/11/18 | Notice of Special Meeting of Large Firms and Proxy
|
| Jul 23, 2018 | Election Notice – 7/23/18 | Notice of Annual Meeting of FINRA Firms and Proxy
|
| Aug 29, 2018 | Election Notice – 8/29/18 | Call for Candidates for Upcoming Election to Fill FINRA Regional Committee Vacancies
Nomination Deadline: September 28, 2018
|
| Aug 29, 2018 | Election Notice - 8/29/18 | Call for Candidates in the Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: September 28, 2018
|
| Oct 16, 2018 | Election Notice – 10/16/18 | Notice of FINRA Regional Committee Elections and Ballots
Ballot Due Date: November 15, 2018
|
| Oct 16, 2018 | Election Notice – 10/16/18 | Notice of SFAC Election and Ballots
Ballot Due Date: November 15, 2018
|
| Oct 16, 2018 | Election Notice – 10/16/18 | Notice of Election and Ballots for FINRA Small Firm NAC Member Seat
|
| Oct 29, 2018 | Election Notice – 10/29/18 | Special Election to Fill a Small Firm Vacancy on the National Adjudicatory Council
Petitions for Candidacy Due: Thursday, December 13, 2018
|
| Dec 21, 2018 | Election Notice - 12/21/18 | FINRA Announces Regional Committee, SFAC, and NAC Election Results and Appointments
|
| May 24, 2019 | Election Notice – 5/24/19 | Upcoming FINRA Board of Governors Election
|
| Jul 19, 2019 | Election Notice – 7/19/19 | Notice of Annual Meeting of FINRA Firms and Proxy
|
| Aug 20, 2019 | Election Notice – 8/20/19 | FINRA Announces Nomination Process to Fill Upcoming Firm Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: October 4, 2019
|
| Sep 04, 2019 | Election Notice – 9/4/19 | Call for Candidates for Upcoming Election to Fill FINRA Regional Committee Vacancies
Nomination Deadline: October 4, 2019
|
| Sep 04, 2019 | Election Notice – 9/4/19 | Call for Candidates in the Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 4, 2019
|
| Oct 21, 2019 | Election Notice – 10/21/19 | Notice of SFAC Election and Mailing of Ballots
Ballot Due Date: November 20, 2019
|
| Oct 21, 2019 | Election Notice – 10/21/19 | Notice of FINRA Regional Committee Elections and Mailing of Ballots
Ballot Due Date: November 20, 2019
|
| Dec 19, 2019 | Election Notice – 12/19/19 | FINRA Announces Regional Committee, SFAC and NAC Election Results and Appointments
|
| May 08, 2020 | Election Notice – 5/8/20 | Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: Monday, June 22, 2020
|
| Jul 08, 2020 | Election Notice – 7/8/20 | Notice of Annual Meeting of FINRA Firms and Election Proxy
|
| Aug 17, 2020 | Election Notice – 8/17/20 | FINRA Announces Nomination Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: October 1, 2020
|
| Sep 01, 2020 | Election Notice – 9/1/20 | Call for Candidates for Upcoming Election to Fill FINRA Regional Committee Vacancies
Nomination Deadline: October 1, 2020
|
| Sep 01, 2020 | Election Notice – 9/1/20 | Call for Candidates in the Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 1, 2020
|
| Oct 20, 2020 | Election Notice – 10/20/20 | Notice of SFAC Election and Mailing of Ballots
Ballot Due Date: November 19, 2020
|
| Oct 20, 2020 | Election Notice – 10/20/20 | Notice of FINRA Regional Committee Elections and Mailing of Ballots
Ballots Due: November 19, 2020
|
| Dec 15, 2020 | Election Notice – 12/15/20 | FINRA Announces Regional Committee, SFAC and NAC Election Results and Appointments
|