For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
| Date | Title Sort descending | Description |
|---|---|---|
| Aug 03, 2007 | Election Notice - 8/3/07 | Nominees for FINRA Board of Governors
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| Aug 03, 2012 | Election Notice - 8/3/12 | FINRA Announces Upcoming Vacancy on the National Adjudicatory Council
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| Aug 05, 2011 | Election Notice - 8/5/11 | FINRA Announces Nominees for Upcoming Vacancies on the National Adjudicatory Council
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| Aug 07, 2023 | Election Notice - 8/7/2023 | Notice of Annual Meeting of FINRA Firms and Election Proxy
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| Sep 18, 2009 | Election Notice - 9/18/09 | FINRA Notice of Contested Election and Ballots for Small Firm NAC Member Seat
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| Sep 25, 2023 | Election Notice - 9/25/2023 | FINRA Announces Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: November 9, 2023
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| Sep 26, 2007 | Election Notice - 9/26/07 | FINRA Notice of Meeting and Proxy
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| Sep 03, 2010 | Election Notice - 9/3/10 | FINRA Small Firm Advisory Board Election
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| Sep 03, 2014 | Election Notice - 9/3/14 | FINRA Small Firm Advisory Board Election
Nomination Deadline: October 3, 2014
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| Sep 03, 2014 | Election Notice - 9/3/14 | Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 3, 2014
This Election Notice was updated on 9/4/14 to include an additional partial term vacancy for District 5. |
| Sep 04, 2009 | Election Notice - 9/4/09 | FINRA Small Firm Advisory Board Election
|
| Sep 04, 2013 | Election Notice - 9/4/13 | Upcoming Election to Fill FINRA District Committee Vacancies
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| Sep 04, 2013 | Election Notice - 9/4/13 | FINRA Small Firm Advisory Board Election
|
| Sep 05, 2012 | Election Notice - 9/5/12 | FINRA Small Firm Advisory Board Election
Nomination Deadline: October 5, 2012
|
| Sep 05, 2012 | Election Notice - 9/5/12 | Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 5, 2012
|
| Sep 07, 2011 | Election Notice - 9/7/11 | Nomination and Election Process to Fill FINRA District Committee Vacancies
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| Sep 07, 2011 | Election Notice - 9/7/11 | FINRA Small Firm Advisory Board Election
|
| Oct 16, 2013 | Election Notice 10/16/13 | Notice of FINRA District Committee Elections and Ballots
|
| Oct 16, 2013 | Election Notice 10/16/13 | Notice of SFAB Election and Ballots
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| May 16, 2022 | Election Notice – 05/16/22 | Nominee for Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: Thursday, June 30, 2022
Due to a change in firm affiliations, the Large Firm Governor nominee listed in this Election Notice no longer qualifies for re-election. A special election for the Large Firm Governor seat will take place in the near future. The Small Firm Governor Election is not impacted and will proceed as announced in this Notice. |
| Jan 24, 2017 | Election Notice – 1/24/17 | 2017 Annual FINRA Election Cycle and Procedures Overview
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| Oct 01, 2015 | Election Notice – 10/1/15 | Nomination of a Small Firm NAC Member Candidate
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| Oct 11, 2022 | Election Notice – 10/11/2022 | Notice of Special Meeting of Large Firms and Proxy
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| Oct 14, 2015 | Election Notice – 10/14/15 | Notice of SFAB Election and Ballots
Ballot Due Date: November 13, 2015
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| Oct 14, 2015 | Election Notice – 10/14/15 | Notice of FINRA District Committee Elections and Ballots
Ballots Due: November 13, 2015
|