For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
| Date | Title Sort ascending | Description |
|---|---|---|
| Oct 16, 2013 | Election Notice 10/16/13 | Notice of SFAB Election and Ballots
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| Sep 07, 2011 | Election Notice - 9/7/11 | Nomination and Election Process to Fill FINRA District Committee Vacancies
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| Sep 07, 2011 | Election Notice - 9/7/11 | FINRA Small Firm Advisory Board Election
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| Sep 05, 2012 | Election Notice - 9/5/12 | FINRA Small Firm Advisory Board Election
Nomination Deadline: October 5, 2012
|
| Sep 05, 2012 | Election Notice - 9/5/12 | Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 5, 2012
|
| Sep 04, 2013 | Election Notice - 9/4/13 | Upcoming Election to Fill FINRA District Committee Vacancies
|
| Sep 04, 2013 | Election Notice - 9/4/13 | FINRA Small Firm Advisory Board Election
|
| Sep 04, 2009 | Election Notice - 9/4/09 | FINRA Small Firm Advisory Board Election
|
| Sep 03, 2014 | Election Notice - 9/3/14 | FINRA Small Firm Advisory Board Election
Nomination Deadline: October 3, 2014
|
| Sep 03, 2014 | Election Notice - 9/3/14 | Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 3, 2014
This Election Notice was updated on 9/4/14 to include an additional partial term vacancy for District 5. |
| Sep 03, 2010 | Election Notice - 9/3/10 | FINRA Small Firm Advisory Board Election
|
| Sep 26, 2007 | Election Notice - 9/26/07 | FINRA Notice of Meeting and Proxy
|
| Sep 25, 2023 | Election Notice - 9/25/2023 | FINRA Announces Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: November 9, 2023
|
| Sep 18, 2009 | Election Notice - 9/18/09 | FINRA Notice of Contested Election and Ballots for Small Firm NAC Member Seat
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| Aug 07, 2023 | Election Notice - 8/7/2023 | Notice of Annual Meeting of FINRA Firms and Election Proxy
|
| Aug 05, 2011 | Election Notice - 8/5/11 | FINRA Announces Nominees for Upcoming Vacancies on the National Adjudicatory Council
|
| Aug 03, 2012 | Election Notice - 8/3/12 | FINRA Announces Upcoming Vacancy on the National Adjudicatory Council
|
| Aug 03, 2007 | Election Notice - 8/3/07 | Nominees for FINRA Board of Governors
|
| Aug 29, 2018 | Election Notice - 8/29/18 | Call for Candidates in the Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: September 28, 2018
|
| Aug 26, 2008 | Election Notice - 8/26/08 | Nominee for Vacant FINRA Board of Governors Small Firm Seat
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| Aug 02, 2013 | Election Notice - 8/2/13 | FINRA Announces Nominees for Upcoming Vacancies on the National Adjudicatory Council Petitions for Candidacy Due: September 16, 2013
|
| Aug 19, 2024 | Election Notice - 8/19/2024 | FINRA Announces Nomination Process to Fill Upcoming Vacancy on the National Adjudicatory Council
Petitions for Candidacy Due: October 3, 2024
|
| Aug 12, 2024 | Election Notice - 8/12/2024 | Notice of Annual Meeting of FINRA Firms and Election Proxy
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| Aug 01, 2014 | Election Notice - 8/1/14 | FINRA Announces Nomination Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: September 15, 2014
|
| Aug 09, 2022 | Election Notice - 8/09/22 | Special Election to Fill a FINRA Large Firm Governor Vacancy
Petitions for Candidacy Due: September 23, 2022
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