For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
| Date | Title Sort ascending | Description |
|---|---|---|
| Jul 09, 2014 | Election Notice - 7/9/14 | Notice of Annual Meeting of FINRA Firms and Proxy
|
| Jul 09, 2012 | Election Notice - 7/9/12 | Notice of Annual Meeting of FINRA Firms and Proxy
|
| Jul 05, 2013 | Election Notice - 7/5/13 | Notice of Annual Meeting of FINRA Firms and Proxy
|
| Jul 30, 2010 | Election Notice - 7/30/10 | FINRA Announces Nominees for Upcoming Vacancies on the National Adjudicatory Council
|
| Jul 20, 2009 | Election Notice - 7/20/09 | FINRA Announces Nominees for Vacant Small Firm and Mid-Size Firm Industry National Adjudicatory Council Seats
|
| Jul 18, 2025 | Election Notice - 7/18/2025 | Notice of Annual Meeting of FINRA Firms and Election Proxy
|
| Jul 12, 2010 | Election Notice - 7/12/10 | Notice of Annual Meeting of FINRA Firms and Proxy
|
| Jun 29, 2011 | Election Notice - 6/29/11 | Notice of Annual Meeting of FINRA Firms and Proxy
|
| May 06, 2014 | Election Notice - 5/6/14 | Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: June 20, 2014
|
| May 04, 2010 | Election Notice - 5/4/10 | Nominees for FINRA Board of Governors
|
| May 03, 2011 | Election Notice - 5/3/11 | Upcoming FINRA Board of Governors Election of a Small Firm and Large Firm Governor
|
| May 23, 2017 | Election Notice - 5/23/17 | Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: July 7, 2017
|
| May 15, 2025 | Election Notice - 5/15/2025 | FINRA Board of Governors Upcoming Election: Nominee Announcement and Petition Period Start Date
Petition Deadline: June 30, 2025
|
| May 15, 2009 | Election Notice - 5/15/09 | Notice of Special Meeting of Large Firms and Proxy
|
| May 11, 2012 | Election Notice - 5/11/12 | Nominees for Upcoming FINRA Board of Governors Election
|
| May 10, 2013 | Election Notice - 5/10/13 | Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: June 24, 2013
|
| Apr 27, 2015 | Election Notice - 4/27/15 | Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: June 11, 2015
|
| Apr 11, 2008 | Election Notice - 4/11/08 | Election Results for District Committees and District Nominating Committees
|
| Mar 29, 2010 | Election Notice - 3/29/10 | FINRA Announces Election Results for District Committees, District Nominating Committees
|
| Mar 27, 2009 | Election Notice - 3/27/09 | Nominees for Vacant FINRA Board of Governors Large Firm Seats
|
| Mar 24, 2009 | Election Notice - 3/24/09 | FINRA Announces Election Results for District Committees, District Nominating Committees and the National Adjudicatory Council
|
| Feb 05, 2009 | Election Notice - 2/5/09 | Notice of Contested Election and Ballot for Small Firm National Adjudicatory Council Member Seat
|
| Feb 27, 2008 | Election Notice - 2/27/08 | Nominees for the District Committees and District Nominating Committees
|
| Feb 23, 2009 | Election Notice - 2/23/09 | Nominees for the District Committees and District Nominating Committees
|
| Feb 12, 2010 | Election Notice - 2/12/10 | Nominees for the District Committees and District Nominating Committees
|