For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
| Date | Title Sort ascending | Description |
|---|---|---|
| Dec 08, 2008 | Election Notice - 12/8/08 | FINRA Announces Changes in Composition of National Adjudicatory Council and Nominees for Vacant Small Firm and Large Firm Industry Seats
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| Dec 06, 2012 | Election Notice - 12/6/12 | FINRA Announces Results of SFAB, NAC and District Committee Elections
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| Dec 05, 2014 | Election Notice - 12/5/14 | FINRA Announces Results of SFAB, NAC and District Committee Elections
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| Dec 30, 2025 | Election Notice - 12/30/2024 | FINRA Announces SFAC, Regional Committee and NAC Election Results and Appointments
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| Dec 21, 2018 | Election Notice - 12/21/18 | FINRA Announces Regional Committee, SFAC, and NAC Election Results and Appointments
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| Dec 18, 2009 | Election Notice - 12/18/09 | FINRA Announces Recently Elected and Appointed National Adjudicatory Council and Small Firm Advisory Board Members
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| Dec 17, 2013 | Election Notice - 12/17/13 | FINRA Announces Results of SFAB, NAC and District Committee Elections
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| Dec 16, 2025 | Election Notice - 12/16/2025 | FINRA Announces SFAC, Regional Committee and NAC Election Results and Appointments
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| Dec 14, 2011 | Election Notice - 12/14/11 | Notice of Special Meeting of FINRA Large Firms to Elect Large Firm Governor and Proxy
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| Dec 14, 2007 | Election Notice - 12/14/07 | Small Firm Advisory Board Election and Ballots
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| Dec 11, 2009 | Election Notice - 12/11/09 | Upcoming District Committee and District Nominating Committee Elections
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| Nov 07, 2024 | Election Notice - 11/7/2024 | FINRA Announces Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: December 23, 2024
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| Nov 29, 2011 | Election Notice - 11/29/11 | FINRA Announces Results of the Small Firm Advisory Board and District Committee Elections
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| Nov 25, 2013 | Election Notice - 11/25/13 | Small Firm Advisory Board Runoff Election
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| Nov 21, 2008 | Election Notice - 11/21/08 | Notice of SFAB Election and Ballots
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| Nov 01, 2007 | Election Notice - 11/1/07 | FINRA Small Firm Advisory Board Election
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| Oct 25, 2011 | Election Notice - 10/25/11 | Notice of Nominee to Fill FINRA Board of Governors Large Firm Seat
The special meeting of large firms will take place on Thursday, January 12, 2012, at 4:30 p.m. Eastern Time at FINRA's Washington, DC, office at 1735 K Street, NW. Please see Election Notice 12/14/11 for details. |
| Oct 24, 2022 | Election Notice - 10/24/2022 | Notice of SFAC Election and Mailing of Ballots
Ballot Due Date: November 23, 2022
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| Oct 24, 2022 | Election Notice - 10/24/2022 | Notice of FINRA Regional Committee Elections and Mailing of Ballots
Ballots Due: November 23, 2022
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| Oct 24, 2008 | Election Notice - 10/24/08 | FINRA Notice of Special Meeting of Small Firms and Proxy
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| Oct 23, 2023 | Election Notice - 10/23/2023 | Notice of FINRA Regional Committee Elections and Mailing of Ballots
Ballots Due: November 22, 2023
This Notice was updated on November 3, 2023, to update the District 4 candidates for Midwest Region Committee. |
| Oct 23, 2023 | Election Notice - 10/23/2023 | Notice of SFAC Election and Mailing of Ballots
Ballot Due Date: November 22, 2023
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| Oct 23, 2009 | Election Notice - 10/23/09 | Notice of SFAB Election and Ballots
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| Oct 21, 2010 | Election Notice - 10/21/10 | Notice of SFAB Election and Ballots
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| Oct 19, 2011 | Election Notice - 10/19/11 | Notice of FINRA District Committee Election and Ballots
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