For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
| Date | Title Sort descending | Description |
|---|---|---|
| Oct 19, 2016 | Election Notice – 10/19/16 | Notice of FINRA District Committee Elections and Ballots
Ballots Due: November 18, 2016
|
| May 31, 2023 | Election Notice - 05/31/2023 | Nominee for Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: Monday, July 17, 2023
|
| Jun 09, 2022 | Election Notice - 06/09/22 | FINRA Board Large Firm Governor Election
|
| Jun 14, 2024 | Election Notice - 06/14/2024 | Nominees for Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: July 29, 2024
|
| Jan 10, 2025 | Election Notice - 1/10/2025 | Notice of Election and Ballots for FINRA Large Firm and Small Firm NAC Member Seats
Voting Ends: February 10, 2025
|
| Jan 18, 2008 | Election Notice - 1/18/08 | Upcoming District Committee and District Nominating Committee Elections
This Notice was updated to correct the listings for the District Nominating Committees for Districts 3, 4 and 10. |
| Jan 02, 2009 | Election Notice - 1/2/09 | Upcoming District Committee and District Nominating Committee Elections
This Notice was updated to note that the District 10 Nominating Committee Chair is Vacant. |
| Oct 10, 2008 | Election Notice - 10/10/08 | Election Notice - 10/10/08
|
| Oct 15, 2014 | Election Notice - 10/15/14 | Notice of SFAB Election and Ballots
Ballots Due: November 14, 2014
|
| Oct 15, 2014 | Election Notice - 10/15/14 | Notice of FINRA District Committee Elections and Ballots
Ballots Due: November 14, 2014
|
| Oct 15, 2014 | Election Notice - 10/15/14 | Notice of Election and Ballots for FINRA Small Firm NAC Member Seat
Ballots Due: November 14, 2014
|
| Oct 17, 2012 | Election Notice - 10/17/12 | Notice of Election and Ballots for FINRA Small Firm NAC Member Seat
Ballots Due: November 16, 2012
|
| Oct 17, 2012 | Election Notice - 10/17/12 | Notice of FINRA Small Firm Advisory Board Election and Ballots
Ballot Due: November 16, 2012
|
| Oct 17, 2012 | Election Notice - 10/17/12 | Notice of FINRA District Committee Election and Ballots
This Notice was updated on October 18, 2012, to update the Large Firm candidates for Districts 7 and 11, and on November 5, 2012, to update the Large Firm candidates for District 3. |
| Oct 18, 2024 | Election Notice - 10/18/2024 | Notice of SFAC Election and Mailing of Ballots
Voting Deadline: November 18, 2024
|
| Oct 18, 2024 | Election Notice - 10/18/2024 | Notice of FINRA Regional Committee Elections and Mailing of Ballots
Voting Deadline: November 18, 2024
|
| Oct 19, 2011 | Election Notice - 10/19/11 | Notice of Contested Election and Ballots for Small Firm NAC Member Seat
|
| Oct 19, 2011 | Election Notice - 10/19/11 | Notice of FINRA District Committee Election and Ballots
|
| Oct 19, 2011 | Election Notice - 10/19/11 | Notice of FINRA Small Firm Advisory Board Election and Ballots
|
| Oct 21, 2010 | Election Notice - 10/21/10 | Notice of SFAB Election and Ballots
|
| Oct 23, 2009 | Election Notice - 10/23/09 | Notice of SFAB Election and Ballots
|
| Oct 23, 2023 | Election Notice - 10/23/2023 | Notice of FINRA Regional Committee Elections and Mailing of Ballots
Ballots Due: November 22, 2023
This Notice was updated on November 3, 2023, to update the District 4 candidates for Midwest Region Committee. |
| Oct 23, 2023 | Election Notice - 10/23/2023 | Notice of SFAC Election and Mailing of Ballots
Ballot Due Date: November 22, 2023
|
| Oct 24, 2008 | Election Notice - 10/24/08 | FINRA Notice of Special Meeting of Small Firms and Proxy
|
| Oct 24, 2022 | Election Notice - 10/24/2022 | Notice of SFAC Election and Mailing of Ballots
Ballot Due Date: November 23, 2022
|