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The Report of the Independent Review of FINRA's Dispute Resolution Services – Arbitrator Selection Process

In February 2022, the Audit Committee of the FINRA Board of Governors engaged Lowenstein Sandler LLP to conduct an independent review in connection with a Fulton County, Georgia Superior Court decision vacating an arbitration award in favor of respondent Wells Fargo Clearing Services, LLC. This report by Lowenstein describes the findings from its independent review.

Download the Report (PDF - 569 KB)