The Report of the Independent Review of FINRA's Dispute Resolution Services – Arbitrator Selection Process
In February 2022, the Audit Committee of the FINRA Board of Governors engaged Lowenstein Sandler LLP to conduct an independent review in connection with a Fulton County, Georgia Superior Court decision vacating an arbitration award in favor of respondent Wells Fargo Clearing Services, LLC. This report by Lowenstein describes the findings from its independent review.