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Jimmy George Comment On Regulatory Notice 21-19

Jimmy George
N/A

Every investor should have access to the following data(In real time whenever available) -Updates on short interest data -Settlement on transactions - Failure to deliver data -Synthetic short data (so called naked shorts) -13F filings for short positions Additionally the following practices should be either be made illegal or become significantly more regulated * Single side dark pool trading should be eliminated. *Fines on Failures to Deliver and long periods of time on the threshold security list should incur significantly greater penalties *Additionally investors that fail to deliver should be forced to close out positions instantaneously and have trade restrictions imposed on them. Skipping the line using relationships and paying for order flow to develop complex financial instruments and mitigate/eliminate obligations on synthetic shares should be made illegal * Those entities that are fined multiple times over a period time should be shut down. Thanks you for your consideration.