Skip to main content

For updates and guidance related to COVID-19 / Coronavirus, click here.

Josh Comment On Regulatory Notice 21-19

Josh

I believe that shares should not by default be authorized unless a customer authorizes it. By default, without permission, all my brokers loaned my shares. I got pennies of interest for an unknown reason until I investigated. Please disallow loaning until consent of the customer who understands what is going on. Thank you.