Justin M Steikar Comment On Regulatory Notice 21-19
Justin M Steikar
N/A
Finra should absolutely adopt all of the above changes. Any regulation that can be added for transparency in a free market should be added. All of this information should be reported daily and available to everyone to install confidence in a free market system. Above and beyond this, accountability for failure to comply should come with harsher penalties then small fines that can be incurred as a cost of doing business by the offender. Changes need to be made to stop repeat offenders to comply with all rules. I would add FINRA should add a requirement that all information needs to be shared timely and accurately.
Justin M Steikar Comment On Regulatory Notice 21-19
Finra should absolutely adopt all of the above changes. Any regulation that can be added for transparency in a free market should be added. All of this information should be reported daily and available to everyone to install confidence in a free market system. Above and beyond this, accountability for failure to comply should come with harsher penalties then small fines that can be incurred as a cost of doing business by the offender. Changes need to be made to stop repeat offenders to comply with all rules. I would add FINRA should add a requirement that all information needs to be shared timely and accurately.