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Marshall Waters Comment On Regulatory Notice 21-19

Marshall Waters
N/A

There isn’t ANY transparency within the market. Dark pools need to be GONE. SSR needs to be enforced much more strictly. FTDs need to be enforced without delay. The hedge funds leash is way too long. The fines are a pittance compared to the money made by bad actors..They laugh at regulatory agencies and see the fines as a cost of doing business.,