1- Mandate reporting daily; multiple times 2- validate reporting is accurate 3- stricter punishment for inaccurate reporting 4- more crackdowns on naked shorting and failures to deliver 5- require FTDs to be resolved and delivered within a shorter period of time
Moe A Comment On Regulatory Notice 21-19
1- Mandate reporting daily; multiple times 2- validate reporting is accurate 3- stricter punishment for inaccurate reporting 4- more crackdowns on naked shorting and failures to deliver 5- require FTDs to be resolved and delivered within a shorter period of time