Short positions should have to be reported daily and accurately. Raw data should be supplied. Dark pool data should be reported same day and again raw data. Failure to do so should open up an investigation and not just carry the same monetary fines that they currently do.
Paul O’Toole Comment On Regulatory Notice 21-19
Short positions should have to be reported daily and accurately. Raw data should be supplied. Dark pool data should be reported same day and again raw data. Failure to do so should open up an investigation and not just carry the same monetary fines that they currently do.