Skip to main content

For updates and guidance related to COVID-19 / Coronavirus, click here.

Rayne Overall Comment On Regulatory Notice 21-19

Rayne Overall
N/A

Dark Pools need to be gone, if the market is fear and fair. Where is the transparency? Short Sale Restrictions must be enforced, currently it’s a joke. Failure To Deliver must be fully enforced. If I sell something I don’t deliver the items but I keep the money, that’s stealing! Currently your rules are joke. No retail investor benefits from your rules if they are no fully enforced. If I drink and drive and the police don’t do there job, then there’s no reason for a DUI law. The same applies to your establishment, if you have rules and don’t enforce them, why have the rules?