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Victor Martinez Comment On Regulatory Notice 21-19

Victor Martinez
N/A

1. All shorts shall be reported to FINRA by end of each settlement day. 2. All unused loaned shares shall be reported to FINRA by end of the settlement day. 3. FINRA shall make public the outstanding unused loaned share(s) by end of the settlement day of a trading week. 4. All threshold securities sho regulation shall be reported daily with a full accounting of fail to deliver end by end of settlement day. 5. FINRA shall enforce FTD purchase upon noncompliance within 2 settlement days.