Skip to main content

Zaeem Hadi Comment On Regulatory Notice 21-19

Zaeem Hadi

Dear Committee, While efforts to improve transparency are appreciated, I believe there is no mention of dark pools. There needs to be more transparency on shorting going on behind the curtains. Moreover, shorting needs to be regulated. There is certainly no need to short a business if there is no evidence of foul play by the businesses. Running businesses into the ground doesn't allow fair competition in the market and thus shorting requires stricter regulation to avoid malpractices. Thanks.