Dear Sirs: I understand that new regulations maybe passed affecting my ability to invest in certain securities and funds. I strongly feel this should be my decision and not yours as to whether I can make financial decisions for my portfolio. I am formerly a licensed Investment advisor that understands risks in the market. We are already heavily regulated, please no new regulations.
Ed Szemplenski Comment On Regulatory Notice 22-08
Dear Sirs: I understand that new regulations maybe passed affecting my ability to invest in certain securities and funds. I strongly feel this should be my decision and not yours as to whether I can make financial decisions for my portfolio. I am formerly a licensed Investment advisor that understands risks in the market. We are already heavily regulated, please no new regulations.