I believe in the public's ability to research and invest and not be hindered by yet more regulation and restrictions. The individual is slowly being pushed out of the ability to make investment decisions. Many financial advisors are mandated to create a client risk profile and that results in the individual having very little room to make adjustments. Allowing ever-larger advisor groups to grow to enormous size creates an unprecedented "group think" investment style that has created risks and to then deprive the individual of potential ways to offset this, is criminal. The SEC should be investigating the creation of products rather than restricting them in hindsight. Congress has had little to no restrictions on how they invest and candidly go very lightly monitored when it comes to inherent conflicts. Oversight on that front deserves greater scrutiny, than one more restriction placed on the individual. Please keep the US a free market society.
Jenifer Taylor Comment On Regulatory Notice 22-08
I believe in the public's ability to research and invest and not be hindered by yet more regulation and restrictions. The individual is slowly being pushed out of the ability to make investment decisions. Many financial advisors are mandated to create a client risk profile and that results in the individual having very little room to make adjustments. Allowing ever-larger advisor groups to grow to enormous size creates an unprecedented "group think" investment style that has created risks and to then deprive the individual of potential ways to offset this, is criminal. The SEC should be investigating the creation of products rather than restricting them in hindsight. Congress has had little to no restrictions on how they invest and candidly go very lightly monitored when it comes to inherent conflicts. Oversight on that front deserves greater scrutiny, than one more restriction placed on the individual. Please keep the US a free market society.