Skip to main content

Joshua Keith Comment On Regulatory Notice 22-08

Joshua Keith
N/A

Comments: I believe that FINRAs proposed limits would restrict my access to L&I Funds and/or disqualify me from trading L&I Funds or other "complex products". I have a strong understanding of the characteristics and risks of L&I Funds, and that their purpose is for short-term active trading, and that they should be monitored regularly. The brokerage firm which custodies my account already provides in connection with your investments in L&I Funds. Thank you