This is written to voice opposition to the proposed FINRA Notice. As an individual investor, there is no need for such heavy-handed regulation by a government agency.
We investors have the right to decide which equities, funds, bonds, etc we want to buy and sell -- this should not change. Yes, clear information needs to be provided to us by brokers, funds, cryptocurrencies, etc. explaining risks, which FINRA should oversee. But government should not interfere with our decisions to buy or sell.
As an investor and taxpayer, Srongly urge that this misguided regulation be withdrawn immediately.
Karl Klonowski Comment On Regulatory Notice 22-08
This is written to voice opposition to the proposed FINRA Notice. As an individual investor, there is no need for such heavy-handed regulation by a government agency.
We investors have the right to decide which equities, funds, bonds, etc we want to buy and sell -- this should not change. Yes, clear information needs to be provided to us by brokers, funds, cryptocurrencies, etc. explaining risks, which FINRA should oversee. But government should not interfere with our decisions to buy or sell.
As an investor and taxpayer, Srongly urge that this misguided regulation be withdrawn immediately.