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Election Notice – 9/8/17

Upcoming Election to Fill FINRA District Committee Vacancies

Published Date:
Nomination Deadline: Monday, October 9, 2017

Executive Summary

This Notice advises member firms of the upcoming nomination and election process to fill vacancies on FINRA District Committees.

Eligible candidates will be included on the appropriate ballot if they submit a candidate nomination and profile form to the FINRA Corporate Secretary by Monday, October 9, 2017. The candidate nomination and profile form is available online at and as an attachment to this Notice.

The seats open for election are included in Attachment A. A list of the current District Committee members is available at

Note: This Notice was distributed electronically to the executive representative of each FINRA member firm and is posted on FINRA’s website. Executive representatives should circulate this Notice to their firm’s branch managers.

Questions concerning this Election Notice may be directed to:

  • Jennifer Piorko Mitchell, Vice President and Deputy Corporate Secretary, at (202) 728-8949 or via email to; or
  • Chip Jones, Senior Vice President, Member Relations and Education, at (240) 386-4797 or via email to.