Information Notice – 3/15/16 | FINRA.org

FINRA.org will undergo scheduled maintenance Sunday, Nov. 1, from 8 p.m. to Monday, Nov. 2, 4 a.m. ET, with a brief five-minute outage during this window.

Information Notice – 3/15/16

Extension of Current Rate for Fees Paid Under Section 31 of the Exchange Act

Published Date:

Executive Summary

On February 25, 2016, the Securities and Exchange Commission (SEC) announced that the Section 31 rate applicable to specified securities transactions on the exchanges and in the over-the-counter market will remain at the current rate of $21.80 per million dollars until September 30, 2016, or 60 days after the enactment of a regular fiscal year 2017 appropriation for the SEC, whichever is later.

  • Finance-related questions should be directed to Michelle Glunt, Accounting Supervisor, Finance, at (240) 386-5351.
  • Legal and interpretive questions should be directed to Brant Brown, Associate General Counsel, at (202) 728-6927.