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Information Notice - 5/7/18

New Rate for Fees Paid Under Section 31 of the Exchange Act

Published Date:
Effective Date: May 22, 2018


Effective May 22, 2018, the Section 31 fee rate applicable to specified securities transactions on the exchanges and in the over-the-counter markets will decrease from its current rate of $23.10 per million dollars in transactions to a new rate of $13.00 per million dollars in transactions.

Finance-related questions should be directed to Amanda Rath, Manager, Finance, at (240) 386-6637.

Legal and interpretive questions should be directed to:

  • Lisa Horrigan, Associate General Counsel, Office of General Counsel (OGC), at (202) 728-8190; and
  • Alexander Ellenberg, Associate General Counsel, OGC, at (202) 728-8152.