FINRA Extends Implementation of Amendments Requiring Related Market Center Indicator in Non-Tape Reports Submitted to FINRA
FINRA is extending to Monday, May 3, 2010, the effective date of rule amendments that require firms to identify the Related Market Center in non-tape reports submitted to a FINRA trade reporting facility. This Notice supplements, and should be read in conjunction with, Regulatory Notice 09-54 (September 2009).
Questions regarding this Notice may be directed to:
- The Legal Section, Market Regulation, at (240) 386-5126; or
- The Office of General Counsel at (202) 728-8071.