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Trade Reporting Notice - 2/8/10

FINRA Extends Implementation of Amendments Requiring Related Market Center Indicator in Non-Tape Reports Submitted to FINRA

Published Date:
Revised Effective Date: May 3, 2010

FINRA is extending to Monday, May 3, 2010, the effective date of rule amendments that require firms to identify the Related Market Center in non-tape reports submitted to a FINRA trade reporting facility. This Notice supplements, and should be read in conjunction with, Regulatory Notice 09-54 (September 2009).

Questions regarding this Notice may be directed to:

  • The Legal Section, Market Regulation, at (240) 386-5126; or
  • The Office of General Counsel at (202) 728-8071.