Skip to main content

For updates and guidance related to COVID-19 / Coronavirus, click here.

[container]

Comment on:

Regulatory Notice 21-35

FINRA Requests Comment on Proposed Order Routing Disclosure Requirements for OTC Equity Securities and Potential Steps to Facilitate Investor Access to Current Order Routing Disclosures for NMS Securities

Comment Period Expires: December 6, 2021
Address
CAPTCHA
This question is for testing whether or not you are a human visitor and to prevent automated spam submissions.
By clicking Submit, you have confirmed that you have entered your name and email correctly. 

DISCLAIMER: Comments received in response to Regulatory Notices will be made available to the public on the FINRA website. In general, comments will be posted as they are received. FINRA reserves the right to redact, remove or decline to post comments that are inappropriate for publication, such as vulgar, abusive or potentially fraudulent comment letters.

Parties should submit in their comments only personally identifiable information, such as phone numbers and addresses, that they wish to make available publicly. FINRA reserves the right to redact or edit personally identifiable information from comment submissions.