Skip to main content
Welcome to the new FINRA.org. Learn more about our updates.
Create your own user feedback survey
SR-FINRA-2015-037

Proposed Rule Change to Extend the TRACE Pilot Program in FINRA Rule 6730(e)(4)

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to extend the pilot program in FINRA Rule 6730(e)(4) to October 27, 2017. The pilot program exempts from TRACE reporting transactions in TRACE-Eligible Securities that are executed on a facility of the New York Stock Exchange (“NYSE”), subject to specified conditions.

Title Format - Size Status
Text of the Proposed Rule Change PDF - 59.63 KB
Notice of Filing and Immediate Effectiveness PDF - 198.18 KB