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SR-FINRA-2018-028

Proposed Rule Change to Amend the Security Futures Risk Disclosure Statement

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Section 6.1 (Protections for Securities Accounts) of the 2002 security futures risk disclosure statement (“2002 Statement” or “Statement”) to reflect that the Securities Investor Protection Corporation’s (“SIPC”) cash limit protection for customers is $250,000, and make one technical change. The proposed rule change is related to File No. SR-FINRA-2018-024, which sets forth additional updates to the 2002 Statement.

Title Format - Size Status
Text of the Proposed Rule Change PDF - 335.03 KB
Notice of Filing and Immediate Effectiveness PDF - 199.82 KB