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Proposed Rule Change to Amend FINRA Rule 7730 (Trade Reporting and Compliance Engine (TRACE)) to Remove Computer-to-Computer Interface (“CTCI”) as a Technological Option for TRACE Reporting

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 7730 to modify the technological connectivity options available to members for reporting transactions to TRACE.

Title Format - Size Status
Text of the Proposed Rule Change PDF - 243.81 KB
Federal Register Notice PDF - 200.16 KB
Approval Order PDF - 191.36 KB