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SR-FINRA-2020-020

Proposed Rule Change to Adopt FINRA Rule 3241 (Registered Person Being Named a Customer’s Beneficiary or Holding a Position of Trust for a Customer)

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adopt FINRA Rule 3241 (Registered Person Being Named a Customer’s Beneficiary or Holding a Position of Trust for a Customer).

Title Format - Size Status
Text of the Proposed Rule Change PDF - 5.25 MB
Federal Register Notice PDF - 297.42 KB
Extension No. 1 PDF - 59.05 KB