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Proposed Rule Change Relating to Dissemination of Information on Individual Transactions in U.S. Treasury Securities and Related Fees

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to (1) amend FINRA Rules 6710 and 6750 to provide that FINRA will disseminate information on individual transactions in U.S. Treasury Securities that are On-the-Run Nominal Coupons reported to FINRA’s Trade Reporting and Compliance Engine (“TRACE”) on an end-of-day basis with specified dissemination caps for large trades, and (2) amend FINRA Rule 7730 to include U.S. Treasury Securities within the existing fee structure for end-of-day and historic TRACE data.

Title Format - Size Status
Text of the Proposed Rule Change PDF - 2.08 MB
Federal Register Notice PDF - 288.03 KB
Response to Comments No. 1 PDF - 195.92 KB
Notice of Designation of Longer Period for Commission Action PDF - 122.04 KB
Approval Order PDF - 170.51 KB