SR-NASD-1998-020
Proposed Rule Change to Rule 11860 to Permit Members to Use the Facilities of a Qualified Electronic Vendor for Electronic Confirmation and Affirmation of Depository Eligible Transactions
NASDR has filed with the SEC a proposed rule change to Rule 11860 of the Uniform Practice Code of the National Association of Securities Dealers, Inc. to permit members to use the facilities of a Qualified Electronic Vendor for electronic confirmation and affirmation of depository eligible transactions.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 54.38 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 30.48 KB | |
| Amendment No. 2 to Proposed Rule Change | PDF - 8.58 KB | |
| Federal Register Notice | PDF - 32.68 KB | |
| Federal Register Notice - Extension of Comment Period | PDF - 18.87 KB | |
| Approval Order | PDF - 28.16 KB |