SR-NASD-1999-005
Amendments to Rule 2520 (Margin Rules) Relating to Margin for Exempted Borrowers, Good Faith Accounts, Joint Back Office Arrangements and Options Transactions
NASDR has filed with the SEC a proposed rule change to amend Rule 2520 of the Rules of the NASD relating to margin for exempted borrowers, good faith accounts, joint back office arrangements and options transactions.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 237.46 KB | |
| Extension No. 4 | PDF - 2.8 KB | |
| Extension No. 5 | PDF - 2.86 KB | |
| Federal Register Notice | PDF - 50.23 KB | |
| Approval Order | PDF - 135.14 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 10.52 KB | |
| Amendment No. 2 to Proposed Rule Change | PDF - 3.17 KB | |
| Amendment No. 3 to Proposed Rule Change | PDF - 6.2 KB | |
| Amendment No. 4 to Proposed Rule Change | PDF - 3.99 KB | |
| Amendment No. 5 to Proposed Rule Change | PDF - 13.67 KB | |
| Extension Letter | PDF - 2.64 KB | |
| Extension No. 2 | PDF - 2.8 KB | |
| Third Extension Letter | PDF - 2.8 KB |